Kristie Sze Man Ho
何思敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kristie Sze Man Ho (何思敏), CE reference AKQ987. Currently licensed at 2 firm(s): Lego Securities Limited, Lego Corporate Finance Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-14 | present |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-01-13 | present |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-29 | 2016-01-08 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-10-28 | 2016-01-08 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-24 | 2014-10-28 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-05-09 | 2014-09-13 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-10 | 2013-05-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-02 | 2007-01-18 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-14 | 2005-02-08 |