Dick Wai Leung Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Wai Leung Ho (何偉良), a licensed Responsible Officer with CE reference AGL919. Currently licensed at 1 firm(s): Lucky Guosheng Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 16.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 4 - Advising on securities | 2020-09-23 | present |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 9 - Asset management | 2020-09-23 | present |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-23 | present |
| Thoth Investment Management Limited 慧文投資管理有限公司 |
RO | Type 9 - Asset management | 2016-11-22 | 2018-10-06 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-18 | 2016-11-01 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-02-18 | 2016-11-01 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 9 - Asset management | 2016-02-18 | 2016-11-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 1 - Dealing in securities | 2013-08-21 | 2016-11-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 - Asset management | 2013-08-21 | 2016-11-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 - Advising on securities | 2012-11-01 | 2016-11-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-14 | 2013-08-21 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-14 | 2012-11-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 - Asset management | 2011-09-14 | 2013-08-21 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2011-08-12 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-05-03 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-05-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dick Wai Leung Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.