Lilian Nga Yee Chan
陳雅儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lilian Nga Yee Chan (陳雅儀), CE reference AQP870. Currently licensed at 2 firm(s): Macquarie Asia Securities Limited, Macquarie Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2022-11-14 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-14 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2022-11-14 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-06-07 | 2014-04-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-07 | 2014-04-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-06-07 | 2014-04-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-06-07 | 2014-04-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-04 | 2012-06-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-04 | 2012-06-18 |