Alan Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Lee, a licensed Representative with CE reference BWO434. Currently licensed at 1 firm(s): Liquidnet Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services. This person has 1.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-18 | present |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2025-07-18 | present |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.