Christopher Kwong Wa Choy
蔡光華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Kwong Wa Choy (蔡光華), CE reference AAK430. Currently licensed at 2 firm(s): Lego Securities Limited, Lego Asset Management Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-16 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-01 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-01 | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-08-15 | 2018-07-29 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 — Asset management | 2012-08-15 | 2018-07-29 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-18 | 2012-08-15 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-04-18 | 2012-08-15 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | 2012-02-21 | 2012-10-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-14 | 2018-07-29 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2011-09-14 | 2012-10-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-26 | 2011-09-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2011-04-26 | 2012-02-21 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-19 | 2011-04-14 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-09-19 | 2011-04-14 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2005-10-19 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-02 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
RO | Type 9 — Asset management | present | 2005-10-19 |