Anthony Sze-Long Li
李思朗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Sze-Long Li (李思朗), CE reference AUK438. Currently licensed at 1 firm(s): Metro Ascent Capital Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metro Ascent Capital Limited 百得資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-28 | present |
| Metro Ascent Capital Limited 百得資本有限公司 |
RO | Type 4 — Advising on securities | 2017-07-28 | present |
| Metro Ascent Capital Limited 百得資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-28 | present |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-10 | 2016-12-28 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 4 — Advising on securities | 2011-01-10 | 2016-12-28 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-01-10 | 2016-12-28 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-20 | 2011-01-10 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-20 | 2011-01-10 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-20 | 2011-01-10 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-30 | 2010-07-11 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-30 | 2010-07-11 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-12-30 | 2010-07-11 |