Lap Shing Kao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Shing Kao (高立誠), a licensed Representative with CE reference BDU474. Currently licensed at 2 firm(s): Lego Securities Limited, Lego Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-20 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-20 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-03-20 | present |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-24 | 2022-09-28 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-24 | 2022-09-28 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-12-24 | 2022-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Shing Kao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.