Mujtaba Syed Ali
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mujtaba Syed Ali, a licensed Responsible Officer with CE reference AOE776. Currently licensed at 1 firm(s): Mesirow Financial Hong Kong, Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 19.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mesirow Financial Hong Kong, Limited | RO | Type 1 - Dealing in securities | 2012-06-05 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-28 | 2011-10-21 |
| Aberdeen International Investment Management Limited | Rep | Type 1 - Dealing in securities | 2006-11-23 | 2007-09-10 |
| Aberdeen International Investment Management Limited | Rep | Type 4 - Advising on securities | 2006-11-23 | 2007-09-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mujtaba Syed Ali during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.