Ka Ho Lau
劉嘉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Lau (劉嘉豪), CE reference AXB862. Currently licensed at 2 firm(s): Macquarie Capital Limited, Macquarie Asia Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2021-09-21 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2021-09-06 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-06 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-22 | 2021-08-04 |
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2011-03-25 | 2014-08-25 |