Jianfeng Zhu
朱劍峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianfeng Zhu (朱劍峰), CE reference BPX064. Currently licensed at 2 firm(s): Lego Corporate Finance Limited, Lego Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Corporate Finance Limited 力高企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-09-11 | present |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-23 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-23 | 2024-08-29 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-23 | 2024-08-29 |
| Huajin Research (International) Limited 華金研究(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-02 | 2023-07-27 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-20 | 2023-07-27 |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2022-04-13 | 2022-10-31 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-16 | 2022-10-31 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2021-09-16 | 2022-10-31 |
| BOA Global Asset Management Limited 亞銀環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-22 | 2021-08-31 |
| BOA Global Asset Management Limited 亞銀環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-22 | 2021-08-31 |