Adam Anwar Zaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Anwar Zaki, a licensed Responsible Officer with CE reference AJK665. Currently licensed at 2 firm(s): Macquarie Asia Securities Limited, Macquarie Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 7 - Providing automated trading services. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
RO | Type 1 - Dealing in securities | 2020-09-03 | present |
| Macquarie Asia Securities Limited |
RO | Type 4 - Advising on securities | 2020-09-03 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-12-06 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-13 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 - Advising on securities | 2017-11-13 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 7 - Providing automated trading services | 2017-11-13 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2007-11-19 | 2012-10-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-12 | 2007-11-19 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-27 | 2004-08-26 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-27 | 2004-08-26 |