Karen Kin Ling Leung
梁健鈴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kin Ling Leung (梁健鈴), CE reference APS510. Currently licensed at 1 firm(s): Liquidnet Asia Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-07 | present |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-07-07 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-01-25 | 2014-04-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-01-25 | 2014-04-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-01-25 | 2014-04-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2010-01-25 | 2014-04-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-10-08 | 2009-06-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2007-10-08 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-08 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-10-08 | 2009-06-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2007-10-08 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2007-10-08 | 2009-06-16 |