Mark Stephen Wallace
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Stephen Wallace, CE reference ANF262. Currently licensed at 1 firm(s): Macquarie Asia Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-09-30 | present |
| Macquarie Asia Securities Limited |
Rep | Type 4 — Advising on securities | 2020-09-30 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-29 | 2016-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2012-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-04-04 | 2012-07-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-04-04 | 2012-07-10 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-04-04 | 2010-09-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-29 | 2006-04-05 |