Edward James Willoughby Peel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward James Willoughby Peel, CE reference AYS709. Currently licensed at 1 firm(s): Macquarie Asia Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-10-15 | present |
| Macquarie Asia Securities Limited |
Rep | Type 4 — Advising on securities | 2020-10-15 | 2023-10-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-06-16 | 2017-09-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-06-16 | 2017-09-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-06-16 | 2017-09-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-28 | 2014-03-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-06-28 | 2014-03-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-01-03 | 2014-03-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-01-03 | 2014-03-14 |