Pui Yam Yeung
楊培欽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yam Yeung (楊培欽), CE reference AXK444. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LiquidityTech Limited 流動性科技有限公司 |
RO | Type 4 — Advising on securities | 2025-02-17 | 2026-03-31 |
| LiquidityTech Limited 流動性科技有限公司 |
RO | Type 9 — Asset management | 2025-02-17 | 2026-03-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-05-15 | 2023-06-28 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2023-05-15 | 2023-06-28 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-18 | 2023-05-15 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-04-18 | 2023-05-15 |
| Fore Elite Capital Management Limited 前沿有理資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-21 | 2023-03-30 |
| Fore Elite Capital Management Limited 前沿有理資本管理有限公司 |
RO | Type 9 — Asset management | 2021-05-21 | 2023-03-30 |
| Fore Elite Capital Management Limited 前沿有理資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-15 | 2021-05-21 |
| Fore Elite Capital Management Limited 前沿有理資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-15 | 2021-05-21 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-28 | 2021-01-27 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 9 — Asset management | 2019-06-28 | 2021-01-27 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-29 | 2019-06-28 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-29 | 2019-06-28 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-01-18 | 2018-02-02 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-18 | 2017-01-18 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-07-18 | 2018-02-02 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-23 | 2016-05-28 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-13 | 2012-07-25 |