Sze Yau Vivien Lai
黎思攸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Yau Vivien Lai (黎思攸), a licensed Responsible Officer with CE reference BEZ139. Currently licensed at 2 firm(s): Safari Asia Limited, Look's Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-18 | present |
| Look's Securities Limited |
RO | Type 1 - Dealing in securities | 2019-05-16 | present |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 - Advising on securities | 2019-05-16 | present |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 - Asset management | 2018-02-08 | present |
| Look's Securities Limited |
Rep | Type 1 - Dealing in securities | 2016-09-20 | 2019-05-16 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-03 | 2019-05-16 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 - Asset management | 2016-05-04 | 2018-02-08 |