Hong Kong SFC Type 9 (Asset Management) Licensed Firms
Type 9 is the discretionary asset-management licence covering hedge funds, mutual funds, private-equity managers, venture-capital managers and managed-account managers. Any firm exercising investment discretion over portfolios of Hong Kong-resident clients requires a Type 9.
2460
Active firms
4239
Firms ever licensed
6045
Active Responsible Officers
9054
Active Representatives
Top firms currently licensed for Asset management (by licensed staff)
Millennium Capital Management (Hong Kong) Limited
CE ARE092 · 208 licensed staff
HSBC Global Asset Management (Hong Kong) Limited
CE AAF684 · 203 licensed staff
Point72 Hong Kong Limited
CE AOB349 · 155 licensed staff
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 148 licensed staff · 高盛(亞洲)有限責任公司
JPMorgan Asset Management (Asia Pacific) Limited
CE AAA121 · 146 licensed staff
China International Capital Corporation Hong Kong Asset Management Limited
CE ANA195 · 113 licensed staff · 中國國際金融香港資產管理有限公司
FIL Investment Management (Hong Kong) Limited
CE AAG408 · 99 licensed staff · 富達基金(香港)有限公司
FIL Investment Advisors
CE AAV486 · 92 licensed staff
BlackRock Asset Management North Asia Limited
CE AFF275 · 88 licensed staff · 貝萊德資產管理北亞有限公司
Balyasny Asset Management (Hong Kong) Limited
CE AQL991 · 85 licensed staff
Polymer Capital Management (HK) Limited
CE BOO295 · 78 licensed staff · 柏駿資本管理(香港)有限公司
Wisdom Asset Management Limited
CE BJC758 · 77 licensed staff · 滙智資產管理有限公司
HSBC Investment Funds (Hong Kong) Limited
CE AAL518 · 75 licensed staff
E Fund Management (Hong Kong) Co., Limited
CE ARO593 · 73 licensed staff · 易方達資產管理(香港)有限公司
Dymon Asia Capital (HK) Limited
CE AXF752 · 67 licensed staff
BOCHK Asset Management Limited
CE AWJ005 · 66 licensed staff · 中銀香港資產管理有限公司
CSOP Asset Management Limited
CE ARN075 · 66 licensed staff · 南方東英資產管理有限公司
Qube Research & Technologies Hong Kong Limited
CE BJJ249 · 66 licensed staff
JPMorgan Funds (Asia) Limited
CE AAA135 · 63 licensed staff · 摩根基金(亞洲)有限公司
Schonfeld Strategic Advisors (Hong Kong) Limited
CE BHP486 · 63 licensed staff
China Asset Management (Hong Kong) Limited
CE ARS988 · 62 licensed staff · 華夏基金(香港)有限公司
Taikang Asset Management (Hong Kong) Company Limited
CE ARG103 · 62 licensed staff · 泰康資產管理(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 60 licensed staff · 宏利投資管理(香港)有限公司
Hansui Capital Company Limited
CE BRA045 · 55 licensed staff · 瀚隋資本有限公司
Allianz Global Investors Asia Pacific Limited
CE BFE699 · 53 licensed staff · 安聯環球投資亞太有限公司
Schroder Investment Management (Hong Kong) Limited
CE ACJ591 · 53 licensed staff
T. Rowe Price Hong Kong Limited
CE AVY670 · 53 licensed staff · 普徠仕香港有限公司
Hang Seng Investment Management Limited
CE ABT330 · 47 licensed staff · 恒生投資管理有限公司
Raffles Assets Management (HK) Co. Limited
CE BJO652 · 47 licensed staff · 萬方資產管理(香港)有限公司
St. James's Place (Hong Kong) Limited
CE AAV439 · 46 licensed staff ·
JVSakk Asset Management Limited
CE ARB153 · 45 licensed staff · 匯通永利資產管理有限公司
Nice Talent Asset Management Limited
CE BMR849 · 45 licensed staff · 俊賢資產管理有限公司
Ping An of China Asset Management (Hong Kong) Company Limited
CE AOD938 · 45 licensed staff · 中國平安資產管理(香港)有限公司
Value Partners Hong Kong Limited
CE AFJ002 · 45 licensed staff · 惠理基金管理香港有限公司
Value Partners Limited
CE ABN759 · 45 licensed staff · 惠理基金管理公司
PIMCO Asia Limited
CE ANA959 · 44 licensed staff · 品浩投資管理(亞洲)有限公司
CMB International Asset Management Limited
CE AVA101 · 43 licensed staff · 招銀國際資產管理有限公司
Taiping Assets Management (HK) Company Limited
CE ADV247 · 43 licensed staff · 太平資產管理(香港)有限公司
Fullgoal Asset Management (HK) Limited
CE AZX665 · 42 licensed staff · 富國資產管理(香港)有限公司
ICBC International Fund Management Limited
CE ATI575 · 42 licensed staff · 工銀國際基金管理有限公司
Marshall Wace Asia Limited
CE ANM673 · 42 licensed staff
Morgan Stanley Asia Limited
CE AAD291 · 42 licensed staff · 摩根士丹利亞洲有限公司
BOCI-Prudential Asset Management Limited
CE AFK209 · 39 licensed staff · 中銀國際英國保誠資產管理有限公司
CITIC Securities Asset Management (HK) Limited
CE ARE947 · 39 licensed staff · 中信證券資產管理(香港)有限公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 37 licensed staff · 華泰金融控股(香港)有限公司
OP Investment Management Limited
CE AJH044 · 37 licensed staff · 東英投資管理有限公司
Citadel Asia Limited
CE AML955 · 36 licensed staff
APG Investments Asia Limited
CE ARJ340 · 35 licensed staff · 荷蘭匯盈投資亞洲有限公司
Fidelity Management & Research (Hong Kong) Limited
CE ARI747 · 35 licensed staff
Goldman Sachs Asset Management (Hong Kong) Limited
CE BFK567 · 35 licensed staff · 高盛資產管理(香港)有限公司
Invesco Hong Kong Limited
CE AAJ770 · 35 licensed staff · 景順投資管理有限公司(以景順投資管理名義經營業務)
Pacific Alliance Investment Management (HK) Limited
CE ANS005 · 34 licensed staff · 太平洋投資策略有限公司
Arrowpoint Investment Partners (Hong Kong) Limited
CE BUM053 · 33 licensed staff
Winner Zone Asset Management Limited
CE BRO369 · 33 licensed staff · 鴻鵠資產管理有限公司
Dynasty Alliance Investment Management Limited
CE BGB564 · 32 licensed staff · 匯霸致遠投資管理有限公司
Verition Advisors (Hong Kong) Limited
CE BUH940 · 32 licensed staff ·
China Life Franklin Asset Management Co., Limited
CE ANL846 · 31 licensed staff · 中國人壽富蘭克林資產管理有限公司
Ark Group Holdings (Hong Kong) Limited
CE AYC880 · 30 licensed staff · 方舟集團控股（香港）有限公司
BOCOM International Asset Management Limited
CE APH797 · 30 licensed staff · 交銀國際資產管理有限公司
Blackhorn Wealth Management Limited
CE BNM924 · 30 licensed staff · 晉羚財富管理有限公司
Manulife General Account Investments (HK) Limited
CE BJI349 · 30 licensed staff
Value Partners Private Equity Limited
CE AER787 · 30 licensed staff · 惠理直接投資有限公司
Aspenwood Capital Limited
CE BHY235 · 29 licensed staff · 嘉桓資本有限公司
Capital Global Management Limited
CE ALY556 · 29 licensed staff · 瑞興全球財富管理有限公司
Gentleman Capital Limited
CE BIJ793 · 29 licensed staff · 紳士資本有限公司
Quam Securities Limited
CE AAC577 · 29 licensed staff · 華富建業證券有限公司
Avenue Family Office Limited
CE BHX735 · 28 licensed staff · 道信家族辦公室有限公司
CITIC CLSA Capital Partners HK Limited
CE AEI057 · 28 licensed staff · 中信證券國際資本(香港)有限公司
Carret Private Capital Limited
CE AOT542 · 28 licensed staff
GF International Investment Management Limited
CE AXL121 · 28 licensed staff · 廣發國際資產管理有限公司
Principal Asset Management Company (Asia) Limited
CE AFA235 · 28 licensed staff · 信安資金管理(亞洲)有限公司
Pyxis Wealth Advisors Limited
CE BOG966 · 28 licensed staff · 創建財資顧問有限公司
Symmetry Investments (Hong Kong) Limited
CE BCP220 · 28 licensed staff · 對稱資本有限公司
UBS Asset Management (Hong Kong) Limited
CE AGP568 · 28 licensed staff
Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
CE BAS383 · 27 licensed staff ·
PineBridge Investments Asia Limited
CE AAJ528 · 27 licensed staff · 柏瑞投資亞洲有限公司
Topaz Capital Management Limited
CE BCD276 · 27 licensed staff · 瑭明資本管理有限公司
Amundi Hong Kong Limited
CE AAB444 · 26 licensed staff · 東方匯理資產管理香港有限公司
Centaline Wealth Management Limited
CE AJF358 · 26 licensed staff · 中原資產管理有限公司
Greater Bay Area Development Fund Management Limited
CE BMR569 · 26 licensed staff · 大灣區發展基金管理有限公司
Airwallex Capital Hong Kong Limited
CE BUL570 · 25 licensed staff ·
BEA Union Investment Management Limited
CE AAJ159 · 25 licensed staff · 東亞聯豐投資管理有限公司
China Re Asset Management (Hong Kong) Company Limited
CE BEZ809 · 25 licensed staff · 中再資產管理(香港)有限公司
Jain Global (Hong Kong) Limited
CE BUV172 · 25 licensed staff
Mirae Asset Global Investments (Hong Kong) Limited
CE ALK083 · 25 licensed staff · 未來資產環球投資(香港)有限公司
SPDB International Investment Management Limited
CE BFY108 · 25 licensed staff · 浦銀國際投資管理有限公司
Sun Life Investment Management Asia Limited
CE BVC191 · 25 licensed staff · 永明投資管理亞洲有限公司
Ares Management Asia (Hong Kong) Limited
CE ASS687 · 24 licensed staff · 艾瑞思管理亞洲（香港）有限公司
Avenue Investment Management Limited
CE BOD498 · 24 licensed staff · 道信投資管理有限公司
Capital International, Inc.
CE ACI029 · 24 licensed staff ·
Guotai Junan Assets (Asia) Limited
CE ADH990 · 24 licensed staff · 國泰君安資產管理(亞洲)有限公司
Haitong International Asset Management (HK) Limited
CE ARE511 · 24 licensed staff · 海通國際資產管理(香港)有限公司
ICBC Asset Management (Global) Company Limited
CE AAY077 · 24 licensed staff · 工銀資管(全球)有限公司
Infinity Asset Management Limited
CE BPB242 · 24 licensed staff · 天恒資產管理有限公司
KGI Asset Management Limited
CE AEN441 · 24 licensed staff · 凱基資產管理有限公司
North Rock Capital Management (HK) Limited
CE BSU164 · 24 licensed staff ·
PineBridge Investments Hong Kong Limited
CE AFD869 · 24 licensed staff · 柏瑞投資香港有限公司
SinoPac Securities (Asia) Limited
CE BIZ502 · 24 licensed staff · 永豐金證券(亞洲)有限公司
Complus Asset Management Limited
CE AWX256 · 23 licensed staff · 金栢資產管理有限公司
Haitong International Investment Managers Limited
CE AAI429 · 23 licensed staff · 海通國際投資經理有限公司
Showing top 100 of 2460 active firms — view full searchable list →
Browse other regulated activities
Type 1 — Dealing in securities
Type 2 — Dealing in futures contracts
Type 3 — Leveraged foreign exchange trading
Type 4 — Advising on securities
Type 5 — Advising on futures contracts
Type 6 — Advising on corporate finance
Type 7 — Providing automated trading services
Type 8 — Securities margin financing
Type 10 — Providing credit rating services
Type 11 — Dealing in OTC derivative products
Type 12 — Providing clearing agency services
Type 13 — Providing depositary services for relevant CIS