North Rock Capital Management (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for North Rock Capital Management (HK) Limited ( ), CE reference BSU164. Currently licensed for regulated activity type(s) 1, 2, 9. Current licensed staff on file: 26.
Registered address
28/F, LHT Tower, 31 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2023-07-20 | present |
| Type 2 — Dealing in futures contracts | 2024-11-01 | present |
| Type 9 — Asset management | 2023-01-18 | present |
Licensed staff (26)
As of
| Name | Activities | Since |
|---|---|---|
| Ka Shing Chan 陳嘉誠 | RO 1, 9 | 2024-04 |
| Simon Sze Yuen Chow 周思遠 | RO 1, 2, 9 | 2024-11 |
| Dong Kyeon Kim | RO 2 | 2026-03 |
| Nilesh Banerjee | Rep 9 | 2023-11 |
| Yitong Gao 高溢彤 | Rep 9 | 2025-06 |
| Bitao He 和璧淘 | Rep 1, 9 | 2025-07 |
| Minghao Jiang | Rep 9 | 2025-07 |
| Vinit Kumar Joshi | Rep 9 | 2025-05 |
| Yeon Soo Kim | Rep 9 | 2025-09 |
| Alen Chi Wang Lai 黎智弘 | Rep 1, 9 | 2024-03 |
| Mei Lam Nicole Lee 李美霖 | Rep 1, 2, 9 | 2024-11 |
| Tong Fai Leung 梁鏜煇 | Rep 1, 2, 9 | 2026-02 |
| Shuang Liang 梁爽 | Rep 9 | 2025-04 |
| Weisheng Vincent Lim 林威盛 | Rep 9 | 2025-03 |
| Jia (SFC:AVX016) Liu 劉佳 | Rep 9 | 2023-11 |
| Xinyu Liu 劉欣玉 | Rep 9 | 2025-12 |
| Hu Shen 沈乎 | Rep 9 | 2025-07 |
| Tingting Si 司婷婷 | Rep 9 | 2024-12 |
| Michael Joseph Vasko | Rep 1, 9 | 2024-06 |
| Hsuan Yun Wang 王宣勻 | Rep 1, 9 | 2025-12 |
| Ling Wu 巫羚 | Rep 9 | 2024-06 |
| Ming Xie 謝明 | Rep 9 | 2026-01 |
| Yuhao Yang 楊宇豪 | Rep 9 | 2023-11 |
| Yijia (SFC:BKM831) Zhang 張藝佳 | Rep 9 | 2026-03 |
| Zeyu Zheng 鄭澤宇 | Rep 9 | 2025-11 |
| Yiqing Zhu 朱一青 | Rep 9 | 2025-06 |
Showing 1–26 of 26