Hong Kong SFC Type 3 (Leveraged Foreign Exchange Trading) Licensed Firms
Type 3 licensees are authorised to engage in leveraged foreign exchange trading, including entering into or offering to enter into leveraged FX contracts. This activity is largely retail-facing and is regulated jointly with anti-money-laundering oversight under the SFC framework.
29
Active firms
89
Firms ever licensed
83
Active Responsible Officers
383
Active Representatives
Top firms currently licensed for Leveraged foreign exchange trading (by licensed staff)
CES Forex (HK) Limited
CE ACI995 · 96 licensed staff · 光證外匯（香港）有限公司
Interactive Brokers Hong Kong Limited
CE ADI249 · 59 licensed staff · 盈透證券香港有限公司
Guotai Junan FX Limited
CE AUZ981 · 52 licensed staff · 國泰君安外匯有限公司
HSBC Broking Forex (Asia) Limited
CE ACL069 · 38 licensed staff · 滙豐金融外匯(亞洲)有限公司
Emperor International Exchange (Hong Kong) Company Limited
CE ACJ776 · 36 licensed staff · 英皇金融集團(香港)有限公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 27 licensed staff · 華泰金融控股(香港)有限公司
Phillip Commodities (HK) Limited
CE AAZ038 · 27 licensed staff · 輝立商品(香港)有限公司
Bright Smart Forex Limited
CE AZK567 · 15 licensed staff · 耀才環球外匯有限公司
Futu Securities International (Hong Kong) Limited
CE AZT137 · 14 licensed staff · 富途證券國際(香港)有限公司
GMO-Z.com Forex HK Limited
CE AZE792 · 10 licensed staff · 技慕環球通金融(香港)有限公司
NBC Financial Markets Asia Limited
CE BCM800 · 10 licensed staff · 加拿大國家金融市場亞洲有限公司
Brown Brothers Harriman (Hong Kong) Limited
CE AAF778 · 9 licensed staff ·
Eddid Securities and Futures Limited
CE BHT550 · 9 licensed staff · 艾德證券期貨有限公司
iSAM Securities (HK) Limited
CE BOL486 · 9 licensed staff ·
Rakuten Securities Hong Kong Limited
CE AIM232 · 8 licensed staff · 樂天證券香港有限公司
Wocom Foreign Exchange Co. Limited
CE ACL076 · 7 licensed staff · 宏高金融有限公司
Planetree Securities Limited
CE AED194 · 5 licensed staff · 梧桐證券有限公司
Sumitomo Mitsui Trust (Hong Kong) Limited
CE AAO147 · 5 licensed staff · 三井住友信託(香港)有限公司
Swissquote Asia Limited
CE AZV127 · 5 licensed staff
AXA Investment Managers Asia Limited
CE AAP809 · 4 licensed staff · 安盛投資管理亞洲有限公司
HAI Cloud Exchange (HK) Limited
CE BMG520 · 4 licensed staff · 海雲匯(香港)有限公司
Zhongrong PT Securities Limited
CE AAV553 · 4 licensed staff · 中融平和證券有限公司
PingPong Intelligence Limited
CE BOW876 · 3 licensed staff · 乒乓智匯有限公司
AT Global Financial Services (HK) Limited
CE BUM667 · 2 licensed staff ·
Golden Hen Securities and Futures Limited
CE AUQ298 · 2 licensed staff · 金母雞證券期貨有限公司
KOG Forex Limited
CE BAB663 · 2 licensed staff · 國之匯有限公司
Lianlian StarFX Company Limited
CE BTJ403 · 2 licensed staff · 連連星球有限公司
China Everbright Forex & Futures (HK) Limited
CE AEX690 · 1 licensed staff · 中國光大外匯、期貨(香港)有限公司
Saxo Capital Markets HK Limited
CE AVD061 · 1 licensed staff · 盛寶金融(香港)有限公司
Browse other regulated activities
Type 1 — Dealing in securities
Type 2 — Dealing in futures contracts
Type 4 — Advising on securities
Type 5 — Advising on futures contracts
Type 6 — Advising on corporate finance
Type 7 — Providing automated trading services
Type 8 — Securities margin financing
Type 9 — Asset management
Type 10 — Providing credit rating services
Type 11 — Dealing in OTC derivative products
Type 12 — Providing clearing agency services
Type 13 — Providing depositary services for relevant CIS