Guotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Junan Assets (Asia) Limited (國泰君安資產管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ADH990. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 26 (total recorded over time: 133). Earliest licence on file: 2004-11-29.
- Category:
-
Buyside · Asset management
- Registered address:
- 26/F-28/F, Low Block Grand Millennium Plaza, 181 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2009-09-23 | present |
| Type 4 - Advising on securities | 2004-11-29 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | 2004-03-30 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (133)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wuhao Chen 陳吳昊 | RO 9 Rep 9 | 2024-01 | Present |
| Tak Sum Choy 蔡德森 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-02 | Present |
| Qiang Lei 雷強 | RO 1, 4, 9 Rep 9 | 2022-11 | Present |
| Haiying Qi 祁海英 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-11 | Present |
| Junhong Wang 汪俊紅 | RO 1, 4, 9 | 2023-12 | Present |
| Lixian Chen 陳藜賢 | Rep 9 | 2023-09 | Present |
| Chi Ching Chui 徐芷晴 | Rep 1, 4, 9 | 2022-11 | Present |
| Baiquan Dai 戴柏泉 | Rep 9 | 2018-12 | Present |
| Chenying Ding 丁陳穎 | Rep 9 | 2023-12 | Present |
| Chun Huangfu 皇甫淳 | Rep 9 | 2024-01 | Present |
| Kwok Chuen Hung 熊國全 | Rep 1, 9 | 2014-06 | Present |
| Xiang Jiang 蔣翔 | Rep 1, 9 | 2026-05 | Present |
| Billy Yee Piu Lai 黎以標 | Rep 9 | 2018-10 | Present |
| Chi Hong Lei 李子杭 | Rep 9 | 2025-09 | Present |
| Beining Liu 劉蓓宁 | Rep 9 | 2024-04 | Present |
| Jingyang Liu 柳景洋 | Rep 1, 4, 9 | 2022-03 | Present |
| Lu Lu 呂露 | Rep 9 | 2006-07 | Present |
| Sainan Na 那赛男 | Rep 1, 4, 9 | 2025-08 | Present |
| Huichen Ouyang 歐阳惠晨 | Rep 1, 4, 9 | 2026-07 | Present |
| Shu Ouyang 歐陽姝 | Rep 9 | 2024-01 | Present |
| Xinyu Wang 王昕宇 | Rep 9 | 2025-05 | Present |
| Lili Yang 楊麗麗 | Rep 9 | 2023-02 | Present |
| Fan Zhang 張帆 | Rep 1, 4, 9 | 2026-01 | Present |
| Bowen Zheng 鄭博文 | Rep 9 | 2021-12 | Present |
| Qianyi Zheng 鄭倩怡 | Rep 9 | 2024-09 | Present |
| Zijian Zuo 左子劍 | Rep 9 | 2023-02 | Present |
| Chun Kin Cheung 張俊堅 | Rep 1, 9 | 2017-06 | 2026-03 |
| Linan Xiong 熊立南 | Rep 1, 4, 9 | 2024-06 | 2026-02 |
| Siqi Liu 劉思齊 | RO 9 Rep 9 | 2023-02 | 2025-12 |
| Yunzhe Song 宋云喆 | Rep 1, 4, 9 | 2024-06 | 2025-12 |
| Wujiuyi Yan 閻伍玖懿 | Rep 1, 4, 9 | 2025-09 | 2025-11 |
| Ruiqi Wang 王睿琦 | RO 9 Rep 1, 4 | 2022-04 | 2025-10 |
| Yu Zhang 張玉 | Rep 9 | 2023-06 | 2025-09 |
| Tu Wu 吳圖 | Rep 1 | 2025-05 | 2025-08 |
| Haifeng Gao 高海峰 | RO 9 Rep 9 | 2021-11 | 2025-08 |
| Xueying Cui 崔雪鶯 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-04 | 2025-06 |
| Yinan Xiao 肖易南 | Rep 9 | 2023-05 | 2025-05 |
| Yumeng Sun 孫雨朦 | Rep 9 | 2018-02 | 2025-03 |
| Chun Kit Tsang 曾駿傑 | RO 4, 9 Rep 4, 9 | 2019-08 | 2025-03 |
| Yuxin Zhu 朱宇欣 | Rep 1 | 2024-12 | 2025-02 |
| Shuk Hin Liu 廖淑軒 | Rep 1, 4, 9 | 2017-06 | 2024-11 |
| Pui Yan Yeung 楊佩恩 | Rep 1, 4, 9 | 2018-12 | 2024-09 |
| Rui Guo 郭睿 | Rep 1, 4, 9 | 2016-04 | 2024-08 |
| Xiaolu Lu 盧曉璐 | Rep 9 | 2022-09 | 2024-08 |
| Tianliang Zhang 張天亮 | Rep 1, 4, 9 | 2023-08 | 2024-08 |
| Junnuo Daniel Ou 歐浚鍩 | Rep 1, 4, 9 | 2022-09 | 2024-08 |
| Wenjie Tang 唐文婕 | Rep 1, 9 | 2023-11 | 2024-02 |
| Simon Siu Hung Chiu 趙少洪 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-04 | 2023-12 |
| Xun Li 李尋 | Rep 1, 4, 9 | 2019-05 | 2023-08 |
| Xiaoyue Mei 梅瀟月 | Rep 9 | 2023-04 | 2023-06 |
| Man Fai Chu 朱文輝 | RO 9 Rep 1, 4, 9 | 2021-10 | 2023-06 |
| Chung Mun Wong 黃仲文 | RO 9 Rep 9 | 2018-09 | 2023-05 |
| Yuk Kit Cheung 張毓杰 | Rep 4, 9 | 2020-09 | 2023-05 |
| Qijian Liang 梁启健 | Rep 1, 4, 9 | 2022-06 | 2023-03 |
| Wanning Jiang 江皖宁 | Rep 9 | 2018-02 | 2023-02 |
| Dingxin Zhang 張丁馨 | Rep 9 | 2021-10 | 2023-02 |
| Yanxu Wang 王延旭 | Rep 1, 4 | 2022-04 | 2023-01 |
| Qian Zhu 朱茜 | Rep 1, 4 | 2022-04 | 2023-01 |
| Qiumeng Xu 徐秋梦 | Rep 9 | 2021-09 | 2022-10 |
| Bo Xie 解波 | Rep 9 | 2020-09 | 2022-10 |
| Helen Yuk Chu Cheung 張昱珠 | Rep 1, 4, 9 | 2020-11 | 2022-08 |
| Jijiao You 游際佼 | Rep 1, 4, 9 | 2022-01 | 2022-05 |
| Maggie Man-Ying Tsang 曾敏瑩 | Rep 9 | 2021-10 | 2022-01 |
| Yuen Chiu 趙玄 | Rep 9 | 2021-09 | 2021-10 |
| Pui Sze Yuen 袁佩詩 | Rep 9 | 2006-05 | 2021-09 |
| Qiang Ren 任強 | Rep 1, 4, 9 | 2019-05 | 2021-08 |
| Yijing Chen 陳毅菁 | Rep 1, 4, 9 | 2017-07 | 2021-03 |
| Kai Chung Poon 潘繼宗 | RO 9 Rep 9 | 2017-03 | 2020-11 |
| Fung Yim 閻峰 | RO 1, 4, 9 | Pre-2003 | 2020-11 |
| Xiaowei Li 李晓蔚 | Rep 1, 4, 9 | 2013-10 | 2020-11 |
| Kwok Yuk Tsang 曾國鈺 | Rep 9 | 2018-04 | 2020-10 |
| Kai Ma 馬凱 | RO 4, 9 Rep 4, 9 | 2013-11 | 2020-09 |
| Zhongyu Wang 王鍾煜 | Rep 1, 4, 9 | 2019-06 | 2020-09 |
| On Na Sung 宋安娜 | Rep 1, 4, 9 | 2011-05 | 2020-08 |
| Siyang He 賀司洋 | Rep 1, 4, 9 | 2018-08 | 2020-07 |
| Yunchang Li 李云昌 | Rep 9 | 2017-11 | 2020-07 |
| Mei Hong 洪梅 | Rep 4, 9 | 2012-11 | 2020-04 |
| Fang Weng 翁放 | Rep 9 | 2018-09 | 2020-04 |
| Kam Hong Cheung 張淦康 | Rep 9 | 2019-10 | 2019-11 |
| Shiyang Xu 徐詩阳 | Rep 1, 4, 9 | 2015-12 | 2019-09 |
| Lei Xu | RO 9 Rep 9 | 2017-06 | 2019-08 |
| Janet Sau King Kwong 江秀琼 | Rep 1, 4, 9 | 2016-04 | 2019-02 |
| Qi Lyu 呂奇 | Rep 9 | 2018-02 | 2019-02 |
| Xiaofen Zheng 鄭晓芬 | Rep 9 | 2017-04 | 2018-11 |
| Nan Nan 南楠 | Rep 1, 4, 9 | 2016-05 | 2018-09 |
| Guangjie Li 李光杰 | Rep 9 | 2006-03 | 2018-07 |
| Yingcong Ye 叶英聰 | Rep 1, 4, 9 | 2016-05 | 2018-06 |
| Liang Ming 明亮 | Rep 4, 9 | 2008-05 | 2017-12 |
| Ruo Han Chao 趙若涵 | Rep 1, 9 | 2014-01 | 2017-09 |
| Junping Yuan 袁軍平 | RO 1, 4, 9 Rep 4, 9 | 2005-07 | 2017-09 |
| Zhongyan Luo 羅忠雁 | Rep 4, 9 | 2015-02 | 2017-06 |
| Tat Shing Lau 劉達誠 | Rep 1, 9 | 2014-11 | 2017-04 |
| Ka Kin Ling 凌嘉鍵 | Rep 9 | 2013-05 | 2017-04 |
| Ka Lai Tong 唐嘉麗 | Rep 1, 4, 9 | 2014-08 | 2016-06 |
| King Kwong Ng 吳景光 | Rep 4, 9 | 2012-10 | 2014-11 |
| Yiu Fai Au 區耀輝 | Rep 1, 4, 9 | 2011-06 | 2014-07 |
| Chi Pang Law 羅志鵬 | Rep 9 | 2007-05 | 2014-05 |
| Bohan Yang 楊博函 | Rep 1 | 2013-10 | 2014-02 |
| Stephen Wai Kuen Yau 邱偉權 | Rep 1 | 2013-12 | 2014-01 |
| Xiyun Weng 翁錫贇 | Rep 4, 9 | 2012-01 | 2013-11 |
Showing 1–100 of 133
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