Guotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Junan Assets (Asia) Limited (國泰君安資產管理(亞洲)有限公司), CE reference ADH990. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 24.
Registered address
26/F-28/F, Low Block Grand Millennium Plaza, 181 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-09-23 | present |
| Type 4 — Advising on securities | 2004-11-29 | present |
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2004-03-30 |
Licensed staff (24)
As of
| Name | Activities | Since |
|---|---|---|
| Wuhao Chen 陳吳昊 | RO 9 | 2025-09 |
| Tak Sum Choy 蔡德森 | RO 1, 4, 9 | 2025-09 |
| Qiang Lei 雷強 | RO 1, 4, 9 | 2023-05 |
| Haiying Qi 祁海英 | RO 1, 4, 9 | 2017-03 |
| Junhong Wang 汪俊紅 | RO 1, 4, 9 | 2024-04 |
| Lixian Chen 陳藜賢 | Rep 9 | 2023-09 |
| Chi Ching Chui 徐芷晴 | Rep 1, 4, 9 | 2023-08 |
| Baiquan Dai 戴柏泉 | Rep 9 | 2019-08 |
| Chenying Ding 丁陳穎 | Rep 9 | 2023-12 |
| Chun Huangfu 皇甫淳 | Rep 9 | 2024-01 |
| Kwok Chuen Hung 熊國全 | Rep 1, 9 | 2015-01 |
| Billy Yee Piu Lai 黎以標 | Rep 9 | 2018-10 |
| Chi Hong Lei 李子杭 | Rep 9 | 2025-09 |
| Beining Liu 劉蓓宁 | Rep 9 | 2024-04 |
| Jingyang Liu 柳景洋 | Rep 1, 4, 9 | 2023-02 |
| Lu Lu 呂露 | Rep 9 | 2006-07 |
| Sainan Na 那赛男 | Rep 1, 4, 9 | 2025-08 |
| Shu Ouyang 歐陽姝 | Rep 9 | 2024-01 |
| Xinyu Wang 王昕宇 | Rep 9 | 2025-05 |
| Lili Yang 楊麗麗 | Rep 9 | 2023-02 |
| Fan (SFC:AZE638) Zhang 張帆 | Rep 1, 4, 9 | 2026-01 |
| Bowen Zheng 鄭博文 | Rep 9 | 2021-12 |
| Qianyi Zheng 鄭倩怡 | Rep 9 | 2024-09 |
| Zijian Zuo 左子劍 | Rep 9 | 2023-02 |
Showing 1–24 of 24