Hong Kong SFC Type 7 (Providing Automated Trading Services) Licensed Firms
Type 7 licensees provide automated trading services — electronic matching of buyers and sellers in securities or futures. The licence covers alternative trading systems, dark pools and crypto ATS operators registered with the SFC.
39
Active firms
186
Firms ever licensed
145
Active Responsible Officers
507
Active Representatives
Top firms currently licensed for Providing automated trading services (by licensed staff)
Morgan Stanley Hong Kong Securities Limited
CE AAD401 · 221 licensed staff
UBS Securities Hong Kong Limited
CE BIN466 · 56 licensed staff
Instinet Pacific Limited
CE ABB038 · 29 licensed staff · 極訊亞太有限公司
Hash Blockchain Limited
CE BPL992 · 25 licensed staff
GFI (HK) Securities L.L.C.
CE ADS246 · 23 licensed staff
J.P. Morgan Broking (Hong Kong) Limited
CE AAB027 · 21 licensed staff
OSL Digital Securities Limited
CE BPJ213 · 20 licensed staff · OSL數字證券有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 19 licensed staff · 花旗環球金融亞洲有限公司
Liquidnet Asia Limited
CE ANY098 · 19 licensed staff · 利貫交易網亞洲有限公司
ICAP Securities Hong Kong Limited
CE BNL468 · 15 licensed staff
EXIO Limited
CE BUT670 · 14 licensed staff ·
Tullett Prebon (Hong Kong) Limited
CE AVD462 · 11 licensed staff
Panthertrade (Hong Kong) Limited
CE BUY578 · 10 licensed staff · 獵豹交易(香港)有限公司
Virtu ITG Hong Kong Limited
CE AHD810 · 9 licensed staff ·
Aden Financial Group Limited
CE BMO727 · 8 licensed staff · 亞丁金融集團有限公司
CLSA Limited
CE AAB893 · 8 licensed staff · 中信里昂證券有限公司
Hong Kong Digital Asset EX Limited
CE BPO721 · 7 licensed staff · 香港數字資產交易集團有限公司
Planetree Securities Limited
CE AED194 · 7 licensed staff · 梧桐證券有限公司
YAX (Hong Kong) Limited
CE BUT913 · 7 licensed staff
DFX Labs Company Limited
CE BUN619 · 6 licensed staff ·
Hong Kong Virtual Asset Exchange Limited
CE BPW549 · 6 licensed staff · 香港虛擬資產交易所有限公司
Bullish HK Markets Limited
CE BUQ956 · 5 licensed staff
Chief Securities Limited
CE BWN872 · 5 licensed staff · 致富證券有限公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 5 licensed staff · 華泰金融控股(香港)有限公司
Futu Securities International (Hong Kong) Limited
CE AZT137 · 4 licensed staff · 富途證券國際(香港)有限公司
Hong Kong BGE Limited
CE BSI739 · 4 licensed staff ·
TradeGo Markets Limited
CE BRO637 · 4 licensed staff ·
Victory Fintech Company Limited
CE BTF116 · 4 licensed staff · 勝利數碼科技有限公司
Accumulus GBA Technology (Hongkong) Co., Limited
CE BUA970 · 3 licensed staff · 雲賬戶大灣區科技(香港)有限公司
Hafoo Securities Limited
CE ATR761 · 3 licensed staff · 哈富證券有限公司
Macquarie Capital Limited
CE AAC534 · 3 licensed staff · 麥格理資本股份有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 3 licensed staff · 輝立證券(香港)有限公司
Boom Securities (H.K.) Limited
CE AEF808 · 2 licensed staff · 寶盛證券(香港)有限公司
Bright Smart Securities International (H.K.) Limited
CE AEZ575 · 2 licensed staff · 耀才證券國際(香港)有限公司
iMarkets Limited
CE AGN053 · 2 licensed staff ·
Hang Seng Bank Limited
CE AAH297 · 0 licensed staff · 恒生銀行
J.P. Morgan Securities (Asia Pacific) Limited
CE AAJ321 · 0 licensed staff ·
UBS AG
CE AEP554 · 0 licensed staff ·
Win Securities Limited
CE AGV213 · 0 licensed staff · 贏證券有限公司
Browse other regulated activities
Type 1 — Dealing in securities
Type 2 — Dealing in futures contracts
Type 3 — Leveraged foreign exchange trading
Type 4 — Advising on securities
Type 5 — Advising on futures contracts
Type 6 — Advising on corporate finance
Type 8 — Securities margin financing
Type 9 — Asset management
Type 10 — Providing credit rating services
Type 11 — Dealing in OTC derivative products
Type 12 — Providing clearing agency services
Type 13 — Providing depositary services for relevant CIS