Hong Kong SFC Type 8 (Securities Margin Financing) Licensed Firms
Type 8 licensees provide securities margin financing - extending credit to clients to finance the acquisition of listed securities. Brokerages offering leveraged accounts to retail and institutional investors typically hold this licence.
4
Active firms
10
Firms ever licensed
16
Active Responsible Officers
2
Active Representatives
Top firms currently licensed for Securities margin financing (by licensed staff)
Planetree Discount Lending Limited
CE BPJ458 - 7 licensed staff
Karl Thomson Finance Limited
CE AEZ422 - 4 licensed staff - 高信財務有限公司
Win Wind Finance Limited
CE BRR062 - 4 licensed staff -
Upbest Investment Company Limited
CE ACR645 - 3 licensed staff - 美建投資有限公司
Browse other regulated activities
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
Type 6 - Advising on corporate finance
Type 7 - Providing automated trading services
Type 9 - Asset management
Type 10 - Providing credit rating services
Type 11 - Dealing in OTC derivative products
Type 12 - Providing clearing agency services
Type 13 - Providing depositary services for relevant CIS