Fidelity Management & Research (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fidelity Management & Research (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ARI747. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 43 (total recorded over time: 119). Earliest licence on file: 2008-09-04.
- Category:
-
Buyside · Asset management
- Registered address:
- 38/F, One International Finance Centre, 1 Harbour View Street, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2013-03-01 | present |
| Type 2 - Dealing in futures contracts | 2020-03-09 | present |
| Type 4 - Advising on securities | 2008-09-04 | present |
| Type 9 - Asset management | 2008-09-04 | present |
| Type 5 - Advising on futures contracts | 2008-09-04 | 2013-12-19 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (119)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| James Christian Hancock | RO 4, 9 Rep 4, 5, 9 | 2012-09 | Present |
| Sharon Yau Lecornu 邱思安 | RO 4, 5, 9 | 2008-09 | Present |
| James Christopher Lenton | RO 1, 2 Rep 1, 9 | 2017-10 | Present |
| Nathaniel Norr Salter | RO 4, 9 | 2023-10 | Present |
| Christopher John Seabolt | RO 1, 2 Rep 9 | 2013-02 | Present |
| William Francis Shanley III | RO 4, 9 Rep 4, 5, 9 | 2008-09 | Present |
| Peifang Sun 孫培芳 | RO 4, 9 Rep 4, 5, 9 | 2009-09 | Present |
| Kan Man Wong 黃健民 | RO 1 Rep 1, 2, 9 | 2012-12 | Present |
| Ke Xie 謝可 | RO 4, 9 Rep 4, 5, 9 | 2012-09 | Present |
| Jianan Xu 徐佳楠 | RO 2 Rep 1, 9 | 2012-12 | Present |
| Nitesh Agarwal | Rep 4, 9 | 2016-01 | Present |
| Subramanian Balakrishnan | Rep 4, 9 | 2018-09 | Present |
| Christopher John Antoine Bartoli | Rep 4, 9 | 2018-11 | Present |
| Cammie Wing Kie Chan 陳穎琪 | Rep 1, 2, 9 | 2024-02 | Present |
| Di Chen 陳迪 | Rep 4, 5, 9 | 2010-09 | Present |
| Tong Chen | Rep 4, 5, 9 | 2012-09 | Present |
| Chantel Yee Lung Cheung 張懿濃 | Rep 1, 2, 9 | 2022-01 | Present |
| Lewis Hui Chit Chung 鍾煦捷 | Rep 4, 5, 9 | 2011-08 | Present |
| Eileen Xiaoyuan Gao | Rep 4, 9 | 2025-07 | Present |
| Yanzhe Guo | Rep 4, 9 | 2018-07 | Present |
| Vivek Jain | Rep 4, 5 | 2012-08 | Present |
| Yiwei Jiang 姜一葦 | Rep 4, 9 | 2018-08 | Present |
| Gaurav Juneja | Rep 4, 9 | 2023-09 | Present |
| William James Kennedy | Rep 4, 9 | 2024-09 | Present |
| Yuanlin Lang 郎媛琳 | Rep 4, 9 | 2025-03 | Present |
| Yui Yu Lee 李蕊汝 | Rep 1, 2, 9 | 2013-05 | Present |
| Zhi Li 李至 | Rep 4, 9 | 2025-07 | Present |
| Stephen Lieu | Rep 4, 9 | 2014-09 | Present |
| Huaying Liu | Rep 4, 9 | 2016-07 | Present |
| Joven Kien Wee Low | Rep 4, 9 | 2025-03 | Present |
| Yongjun Luo 羅勇俊 | Rep 4, 9 | 2014-08 | Present |
| Ka Yu Calvin Mok 莫嘉裕 | Rep 1, 2, 9 | 2023-09 | Present |
| Jennifer Hyunkyung Moon | Rep 4, 5, 9 | 2012-09 | Present |
| Terry Ng 伍嘉朗 | Rep 4 | 2023-01 | Present |
| Zheng Wei Nigel Ng | Rep 4, 9 | 2024-07 | Present |
| Xuemei Ren 任雪梅 | Rep 4 | 2025-07 | Present |
| Michael I Reznikas | Rep 4, 5, 9 | 2013-09 | Present |
| Iain Andrew Sergeant | Rep 4, 5, 9 | 2008-10 | Present |
| Aaditya Rohan Shah | Rep 4, 9 | 2024-07 | Present |
| Sandeep Varma | Rep 4, 9 | 2022-11 | Present |
| Charles York Wu | Rep 4, 9 | 2017-08 | Present |
| Lyu Wu 吴虑 | Rep 4 | 2025-07 | Present |
| Hao Yan 閆昊 | Rep 4 | 2020-03 | Present |
| Henry Chu 朱元亨 | Rep 4, 9 | 2016-12 | 2026-04 |
| Annie Li | Rep 1, 2, 9 | 2022-07 | 2026-02 |
| Xiaoting Zhao 趙曉霆 | Rep 4, 5, 9 | 2010-09 | 2025-12 |
| Ashley Lauren Nicole Banfield | RO 1, 2 | 2023-10 | 2025-09 |
| Melissa Marie Reilly | RO 4, 9 | 2025-03 | 2025-07 |
| Anjie Zhou | Rep 4, 9 | 2022-07 | 2025-06 |
| Pamela Ruddick Holding | RO 4, 9 | 2014-04 | 2025-03 |
| Ronald Erich Konrad Port | Rep 4, 9 | 2019-07 | 2025-02 |
| Priyanshu Bakshi | Rep 4, 9 | 2017-07 | 2025-01 |
| Jongsue Yoon | Rep 4, 9 | 2015-08 | 2023-12 |
| Richard Joseph Hogan | RO 9 | 2021-02 | 2023-10 |
| William Rodney Pruett | Rep 4, 9 | 2023-05 | 2023-10 |
| David Alexander Antonelli | Rep 1, 9 | 2014-02 | 2023-08 |
| Marc Andre Bousquet | Rep 1, 9 | 2015-10 | 2023-08 |
| John David Bright | Rep 1, 9 | 2013-03 | 2023-08 |
| David Mark Mulvany | RO 1 Rep 1, 2, 9 | 2016-10 | 2023-08 |
| Hiroki Sugihara | Rep 4, 9 | 2020-09 | 2023-06 |
| Henry Chan 陳亨利 | Rep 1, 2, 9 | 2023-01 | 2023-06 |
| Andrew Paul Debnam | Rep 1 | 2014-02 | 2022-12 |
| Robert John Chapman | Rep 1, 9 | 2013-04 | 2022-10 |
| Brian David Caswell Jr | Rep 1, 9 | 2015-04 | 2022-10 |
| Wendy Jing Yi Li 李靜儀 | Rep 1, 9 | 2014-05 | 2022-10 |
| Benjamin Charles Papa | Rep 1, 9 | 2015-10 | 2022-10 |
| Mark Ronald Sawicki | Rep 1, 9 | 2015-04 | 2022-10 |
| Qiuyu Hu 胡秋宇 | Rep 4 | 2018-09 | 2022-08 |
| Michael Jeremiah Carey | Rep 1, 2, 9 | 2020-08 | 2022-07 |
| Bruce Andrew MacDonald | RO 4, 9 Rep 9 | 2014-04 | 2021-12 |
| Junying Peng 彭君瑩 | Rep 4, 9 | 2020-04 | 2021-10 |
| Shahrum Badkoubei | RO 4 Rep 4, 9 | 2014-05 | 2021-09 |
| Adam Toby Vasso Mingos | Rep 1, 9 | 2014-10 | 2021-09 |
| Judy Yelim Song | Rep 1, 2, 9 | 2015-07 | 2021-02 |
| Brandon Gee Cheong | Rep 4, 9 | 2017-08 | 2021-02 |
| Zheng Wu 鄔崢 | Rep 4, 5, 9 | 2013-08 | 2021-01 |
| Joseph Frank de Santis Jr | RO 9 Rep 9 | 2016-12 | 2020-09 |
| Guillermo Luis de Las Casas Vasquez | Rep 4, 5, 9 | 2011-09 | 2020-09 |
| Andrew Kwan Chuen Lai 黎鈞傳 | Rep 4, 9 | 2017-05 | 2020-09 |
| Brian Christopher Frambes | Rep 1, 9 | 2013-05 | 2020-08 |
| Chi Hang Lo 盧志恆 | Rep 4 | 2014-05 | 2020-06 |
| John Andrew Dance | Rep 4, 5, 9 | 2013-04 | 2020-01 |
| Grace Wang | Rep 4, 5, 9 | 2013-08 | 2019-10 |
| Kam Nam Tse 謝淦楠 | RO 4 Rep 4 | 2014-04 | 2019-10 |
| Richard Alexander Beuke Jr | Rep 4, 5, 9 | 2010-09 | 2019-07 |
| James Milton Harmon | Rep 4, 9 | 2014-10 | 2019-06 |
| Yunmin Chai 柴允敏 | Rep 4, 5, 9 | 2011-01 | 2018-12 |
| Timothy Michael Cohen | RO 4, 9 | 2016-09 | 2018-08 |
| Robert S Bao | RO 4, 5, 9 Rep 4, 5, 9 | 2011-10 | 2018-06 |
| Ingrid Marie Anid | Rep 1, 9 | 2015-03 | 2018-06 |
| Praveen Ayyappa Mani | Rep 4, 5 | 2010-03 | 2018-05 |
| Man Wai Winnie Yeung 楊文慧 | Rep 1, 4, 9 | 2016-07 | 2018-04 |
| Edward Francis Coveney Jr | Rep 1, 9 | 2013-04 | 2017-10 |
| Tsz Yeung Ho 何子洋 | Rep 4 | 2014-05 | 2017-10 |
| Chul Kon Lee | Rep 4 | 2014-05 | 2017-10 |
| Celia Huey | Rep 4, 5, 9 | 2011-08 | 2017-08 |
| Nigel David Simon Kiernan | Rep 4, 5, 9 | 2011-07 | 2017-08 |
| James Lee Massey-Kim | Rep 1, 9 | 2012-10 | 2017-05 |
| Colin Dean Chickles | Rep 4, 5, 9 | 2009-07 | 2016-12 |
| Douglas Ding-Kay Chow 周定基 | Rep 4, 5, 9 | 2009-05 | 2016-12 |
Showing 1–100 of 119
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