Fidelity Management & Research (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fidelity Management & Research (Hong Kong) Limited, CE reference ARI747. Currently licensed for regulated activity type(s) 1, 2, 4, 9. Current licensed staff on file: 43.
Registered address
38/F, One International Finance Centre, 1 Harbour View Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-03-01 | present |
| Type 2 — Dealing in futures contracts | 2020-03-09 | present |
| Type 4 — Advising on securities | 2008-09-04 | present |
| Type 9 — Asset management | 2008-09-04 | present |
| Type 5 — Advising on futures contracts | 2008-09-04 | 2013-12-19 |
Licensed staff (43)
As of
| Name | Activities | Since |
|---|---|---|
| James Christian Hancock | RO 4, 9 | 2025-01 |
| Sharon Yau Lecornu 邱思安 | RO 4, 9 | 2008-09 |
| James Christopher Lenton | RO 1, 2 | 2020-11 |
| Nathaniel Norr Salter | RO 4, 9 | 2023-10 |
| Christopher John Seabolt | RO 1, 2 | 2026-01 |
| William Francis Shanley III | RO 4, 9 | 2016-04 |
| Peifang Sun 孫培芳 | RO 4, 9 | 2022-08 |
| Kan Man Wong 黃健民 | RO 1 Rep 2, 9 | 2020-04 |
| Ke Xie 謝可 | RO 4, 9 | 2022-08 |
| Jianan Xu 徐佳楠 | RO 2 Rep 1, 9 | 2020-03 |
| Nitesh Agarwal | Rep 4, 9 | 2022-06 |
| Subramanian Balakrishnan | Rep 4, 9 | 2018-09 |
| Christopher John Antoine Bartoli | Rep 4, 9 | 2018-11 |
| Cammie Wing Kie Chan 陳穎琪 | Rep 1, 2, 9 | 2024-02 |
| Tong (SFC:AZS286) Chen | Rep 4, 9 | 2012-09 |
| Chantel Yee Lung Cheung 張懿濃 | Rep 1, 2, 9 | 2022-01 |
| Henry Chu 朱元亨 | Rep 4, 9 | 2022-06 |
| Lewis Hui Chit Chung 鍾煦捷 | Rep 4, 9 | 2011-08 |
| Eileen Xiaoyuan Gao | Rep 4, 9 | 2025-07 |
| Yanzhe Guo | Rep 4, 9 | 2018-07 |
| Vivek Jain | Rep 4 | 2012-08 |
| Yiwei Jiang 姜一葦 | Rep 4, 9 | 2018-08 |
| Gaurav Juneja | Rep 4, 9 | 2023-09 |
| William James Kennedy | Rep 4, 9 | 2024-09 |
| Yuanlin Lang 郎媛琳 | Rep 4, 9 | 2025-03 |
| Yui Yu Lee 李蕊汝 | Rep 1, 2, 9 | 2020-04 |
| Zhi (SFC:BJV304) Li 李至 | Rep 4, 9 | 2025-07 |
| Stephen Lieu | Rep 4, 9 | 2014-09 |
| Huaying Liu | Rep 4, 9 | 2016-07 |
| Joven Kien Wee Low | Rep 4, 9 | 2025-03 |
| Yongjun Luo 羅勇俊 | Rep 4, 9 | 2022-06 |
| Ka Yu Calvin Mok 莫嘉裕 | Rep 1, 2, 9 | 2023-09 |
| Jennifer Hyunkyung Moon | Rep 4, 9 | 2012-09 |
| Terry Ng 伍嘉朗 | Rep 4 | 2023-01 |
| Zheng Wei Nigel Ng | Rep 4, 9 | 2024-07 |
| Xuemei Ren 任雪梅 | Rep 4 | 2025-07 |
| Michael I Reznikas | Rep 4, 9 | 2013-09 |
| Iain Andrew Sergeant | Rep 4, 9 | 2016-06 |
| Aaditya Rohan Shah | Rep 4, 9 | 2024-07 |
| Sandeep Varma | Rep 4, 9 | 2022-11 |
| Charles York Wu | Rep 4, 9 | 2017-08 |
| Lyu Wu 吴虑 | Rep 4 | 2025-07 |
| Hao (SFC:BKD001) Yan 閆昊 | Rep 4 | 2020-03 |
Showing 1–43 of 43