Hong Kong SFC Type 2 (Dealing in Futures Contracts) Licensed Firms
Type 2 licensees are authorised to deal in futures contracts, including making or offering to make agreements to enter into futures contracts. The scope covers exchange-traded futures brokers and proprietary trading firms active on HKFE and global venues from Hong Kong.
322
Active firms
613
Firms ever licensed
1144
Active Responsible Officers
7295
Active Representatives
Top firms currently licensed for Dealing in futures contracts (by licensed staff)
Morgan Stanley Hong Kong Securities Limited
CE AAD401 · 364 licensed staff
KGI Futures (Hong Kong) Limited
CE ADW991 · 282 licensed staff · 凱基期貨(香港)有限公司
CES Commodities (HK) Limited
CE AAF237 · 257 licensed staff · 光證期貨（香港）有限公司
UOB Kay Hian Futures (Hong Kong) Limited
CE AHY424 · 250 licensed staff · 大華繼顯期貨(香港)有限公司
China International Capital Corporation Hong Kong Futures Limited
CE AWQ263 · 247 licensed staff · 中國國際金融香港期貨有限公司
CITIC Securities Futures (HK) Limited
CE AHR752 · 223 licensed staff · 中信証券期貨(香港)有限公司
Phillip Commodities (HK) Limited
CE AAZ038 · 212 licensed staff · 輝立商品(香港)有限公司
J.P. Morgan Broking (Hong Kong) Limited
CE AAB027 · 198 licensed staff
Merrill Lynch Far East Limited
CE AAC352 · 183 licensed staff
UBS Securities Asia Limited
CE AAV882 · 180 licensed staff
Jane Street Asia Pacific Limited
CE BPL628 · 176 licensed staff
Jane Street Hong Kong Limited
CE BAL548 · 176 licensed staff ·
Citigroup Global Markets Asia Limited
CE AAA137 · 170 licensed staff · 花旗環球金融亞洲有限公司
Guotai Junan Futures (Hong Kong) Limited
CE ADI115 · 161 licensed staff · 國泰君安期貨(香港)有限公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 150 licensed staff · 華泰金融控股(香港)有限公司
BOCI Securities Limited
CE AAC298 · 143 licensed staff · 中銀國際證券有限公司
UBS Securities Hong Kong Limited
CE BIN466 · 142 licensed staff
SG Securities (HK) Limited
CE AAD941 · 137 licensed staff · 法國興業證券(香港)有限公司
CITIC Securities International Global Markets Limited
CE BIG262 · 131 licensed staff · 中信證券國際全球市場有限公司
Barclays Capital Asia Limited
CE AAC257 · 120 licensed staff · 巴克萊亞洲有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 118 licensed staff · 野村國際(香港)有限公司
BNP Paribas Securities (Asia) Limited
CE AAF669 · 107 licensed staff · 法國巴黎證券(亞洲)有限公司
CMB International Futures Limited
CE ACQ651 · 104 licensed staff · 招銀國際期貨有限公司
SinoPac Securities (Asia) Limited
CE BIZ502 · 102 licensed staff · 永豐金證券(亞洲)有限公司
Shenwan Hongyuan Futures (H.K.) Limited
CE AAF420 · 96 licensed staff · 申萬宏源期貨(香港)有限公司
China Merchants Futures (HK) Co., Limited
CE AGO928 · 94 licensed staff · 招商期貨(香港)有限公司
China Galaxy International Futures (Hong Kong) Co., Limited
CE AYH772 · 92 licensed staff · 中國銀河國際期貨(香港)有限公司
Haitong International Futures Limited
CE AAX474 · 86 licensed staff · 海通國際期貨有限公司
Fulbright Futures Limited
CE AME963 · 81 licensed staff · 富昌期貨有限公司
Interactive Brokers Hong Kong Limited
CE ADI249 · 81 licensed staff · 盈透證券香港有限公司
Quam Securities Limited
CE AAC577 · 80 licensed staff · 華富建業證券有限公司
Futu Securities International (Hong Kong) Limited
CE AZT137 · 76 licensed staff · 富途證券國際(香港)有限公司
Yuanta Securities (Hong Kong) Company Limited
CE ABS015 · 73 licensed staff · 元大證券(香港)有限公司
Bright Smart Futures & Commodities Company Limited
CE ADH427 · 70 licensed staff · 耀才期貨及商品有限公司
China Securities (International) Brokerage Company Limited
CE BAU373 · 66 licensed staff · 中信建投(國際)証券有限公司
Chief Securities Limited
CE BWN872 · 65 licensed staff · 致富證券有限公司
Emperor Futures Limited
CE AAJ095 · 60 licensed staff · 英皇期貨有限公司
Core Pacific-Yamaichi Futures (H.K.) Limited
CE ABY048 · 54 licensed staff · 京華山一期貨(香港)有限公司
BOCOM International Securities Limited
CE APJ121 · 53 licensed staff · 交銀國際證券有限公司
Luk Fook Futures (HK) Limited
CE AXW976 · 51 licensed staff · 六福期貨(香港)有限公司
Prudential Index Trading Company Limited
CE AAE773 · 48 licensed staff · 信誠期貨有限公司
HGNH International Futures Co., Limited
CE AOU118 · 44 licensed staff · 橫華國際期貨有限公司
ICBC International Futures Limited
CE ASO632 · 43 licensed staff · 工銀國際期貨有限公司
Orient Futures (Hong Kong) Limited
CE AWD036 · 43 licensed staff · 東方期貨(香港)有限公司
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 42 licensed staff · 中國國際金融香港證券有限公司
HSBC Broking Futures (Asia) Limited
CE AAG075 · 41 licensed staff · 滙豐金融期貨(亞洲)有限公司
SDIC Securities Futures (Hong Kong) Limited
CE AVM812 · 41 licensed staff · 國投證券期貨（香港）有限公司
First Shanghai Futures Limited
CE AGK583 · 38 licensed staff · 第一上海期貨有限公司
Guoyuan Futures (Hong Kong) Limited
CE APW833 · 37 licensed staff · 國元期貨(香港)有限公司
Soochow Securities International Futures Limited
CE AZQ989 · 37 licensed staff · 東吳證券國際期貨有限公司
Zheshang International Financial Holdings Co., Limited
CE BGD825 · 35 licensed staff · 浙商國際金融控股有限公司
CITIC Futures International Company Limited
CE BFL318 · 34 licensed staff · 中信期貨國際有限公司
GF Futures (Hong Kong) Co., Limited
CE AOB369 · 33 licensed staff · 廣發期貨(香港)有限公司
Cinda International Futures Limited
CE ACN418 · 32 licensed staff · 信達國際期貨有限公司
Citadel Securities (Hong Kong) Limited
CE ARO399 · 32 licensed staff ·
China Industrial Securities International Futures Limited
CE AZH227 · 31 licensed staff · 興證國際期貨有限公司
Marex Financial Services Hong Kong Limited
CE AVI949 · 31 licensed staff
Natixis Asia Limited
CE ALB641 · 31 licensed staff
Zhongtai International Futures Limited
CE BAI291 · 31 licensed staff · 中泰國際期貨有限公司
Celestial Commodities Limited
CE AAF557 · 30 licensed staff · 時富商品有限公司
China Xin Yongan Futures Company Limited
CE AOJ411 · 29 licensed staff · 中國新永安期貨有限公司
Valuable Capital Limited
CE AUL711 · 28 licensed staff · 華盛資本証券有限公司
East Asia Futures Limited
CE AAE975 · 27 licensed staff · 東亞期貨有限公司
Topaz Financial Group Limited
CE BAA079 · 27 licensed staff · 瑭明金融集團有限公司
Corporate Commodities Limited
CE AAK110 · 26 licensed staff · 協聯期貨有限公司
Eclipse Options (HK) Limited
CE AOP087 · 26 licensed staff
Eddid Securities and Futures Limited
CE BHT550 · 26 licensed staff · 艾德證券期貨有限公司
Wing Fung Futures Limited
CE AMU683 · 26 licensed staff · 永豐期貨有限公司
Flow Traders Hong Kong Limited
CE BJQ859 · 24 licensed staff
HSBC Broking Futures (Hong Kong) Limited
CE AAA530 · 23 licensed staff · 滙豐金融期貨(香港)有限公司
CITIC Securities Asset Management (HK) Limited
CE ARE947 · 22 licensed staff · 中信證券資產管理(香港)有限公司
Guosen Securities (HK) Brokerage Company, Limited
CE AUI491 · 22 licensed staff · 國信證券(香港)經紀有限公司
Huatai (Hong Kong) Futures Limited
CE BHE003 · 22 licensed staff · 華泰(香港)期貨有限公司
Vantage Capital Markets HK Limited
CE ARI683 · 22 licensed staff
CCB International Securities Limited
CE AMB276 · 21 licensed staff · 建銀國際證券有限公司
Hantec Futures Limited
CE ARV980 · 21 licensed staff · 亨達期貨有限公司
South China Commodities Limited
CE AAF640 · 21 licensed staff · 南華期貨有限公司
Get Nice Futures Company Limited
CE ABS125 · 20 licensed staff · 結好期貨有限公司
MIB Securities (Hong Kong) Limited
CE AAD284 · 20 licensed staff · 馬銀證券(香港)有限公司
Millennium Capital Management (Hong Kong) Limited
CE ARE092 · 20 licensed staff
Shacom Futures Limited
CE AAJ283 · 20 licensed staff · 上商期貨有限公司
AllianceBernstein Hong Kong Limited
CE ADX555 · 19 licensed staff · 聯博香港有限公司
StoneX Financial (HK) Limited
CE BCQ152 · 19 licensed staff ·
TFI Securities and Futures Limited
CE BAV573 · 19 licensed staff · 天風國際證券與期貨有限公司
CMBC International Futures Company Limited
CE AVG428 · 18 licensed staff · 民銀國際期貨有限公司
Daiwa Capital Markets Hong Kong Limited
CE AAB639 · 18 licensed staff · 大和資本市場香港有限公司
ICAP Securities Hong Kong Limited
CE BNL468 · 18 licensed staff
SMBC Nikko Securities (Hong Kong) Limited
CE BWU838 · 18 licensed staff · 日興證券(香港)有限公司
SMBC Nikko Securities (Hong Kong) Limited
CE BWU838 · 18 licensed staff · 日興證券(香港)有限公司
Shanxi Securities International Futures Limited
CE BHB929 · 18 licensed staff · 山證國際期貨有限公司
Sunrise Brokers (Hong Kong) Limited
CE ATR661 · 18 licensed staff
T. Rowe Price Hong Kong Limited
CE AVY670 · 18 licensed staff · 普徠仕香港有限公司
Yue Xiu Securities Company Limited
CE ABQ722 · 18 licensed staff · 越秀証券有限公司
HSBC Global Asset Management (Hong Kong) Limited
CE AAF684 · 17 licensed staff
MUFG Securities Asia Limited
CE AAA889 · 17 licensed staff · 三菱日聯證券亞洲有限公司
T.F.S. Derivatives HK Limited
CE ASE218 · 17 licensed staff
Allianz Global Investors Asia Pacific Limited
CE BFE699 · 16 licensed staff · 安聯環球投資亞太有限公司
BANDS Financial Limited
CE BFW669 · 16 licensed staff · 磐石金融有限公司
Deutsche Securities Asia Limited
CE AAJ984 · 16 licensed staff · 德意志證券亞洲有限公司
FIL Investment Management (Hong Kong) Limited
CE AAG408 · 16 licensed staff · 富達基金(香港)有限公司
Showing top 100 of 322 active firms — view full searchable list →
Browse other regulated activities
Type 1 — Dealing in securities
Type 3 — Leveraged foreign exchange trading
Type 4 — Advising on securities
Type 5 — Advising on futures contracts
Type 6 — Advising on corporate finance
Type 7 — Providing automated trading services
Type 8 — Securities margin financing
Type 9 — Asset management
Type 10 — Providing credit rating services
Type 11 — Dealing in OTC derivative products
Type 12 — Providing clearing agency services
Type 13 — Providing depositary services for relevant CIS