Hong Kong SFC Type 10 (Providing Credit Rating Services) Licensed Firms
Type 10 licensees provide credit rating services — preparing credit ratings for dissemination to subscribers or the public. The scope captures S&P, Moody's, Fitch and domestic credit-rating agencies operating from Hong Kong.
11
Active firms
14
Firms ever licensed
43
Active Responsible Officers
280
Active Representatives
Top firms currently licensed for Providing credit rating services (by licensed staff)
S&P Global Ratings Hong Kong Limited
CE AXG916 · 103 licensed staff
Moody's Investors Service Hong Kong Limited
CE AXG247 · 90 licensed staff
Fitch (Hong Kong) Limited
CE AXH635 · 77 licensed staff · 惠譽國際評級有限公司
China Chengxin (Asia Pacific) Credit Ratings Company Limited
CE AZE668 · 12 licensed staff · 中國誠信(亞太)信用評級有限公司
A.M. Best Asia-Pacific Limited
CE AXH072 · 11 licensed staff ·
Dagong Global Hong Kong Limited
CE BUK036 · 8 licensed staff · 大公國際香港有限公司
Lianhe Ratings Global Limited
CE BMN499 · 7 licensed staff · 聯合評級國際有限公司
CSPI Credit Ratings Company Limited
CE AZN584 · 5 licensed staff · 中証鵬元國際評級有限公司
ANRONG (HONG KONG) CREDIT RATINGS COMPANY LIMITED
CE BTU159 · 4 licensed staff · 安融(香港)信用評級有限公司
ARC Ratings (Asia Pacific) Limited
CE BWN689 · 3 licensed staff · 安信評級(亞太)有限公司
FrancXav Asia Ratings Limited
CE BOM510 · 3 licensed staff · 芳信亞洲評級有限公司
Browse other regulated activities
Type 1 — Dealing in securities
Type 2 — Dealing in futures contracts
Type 3 — Leveraged foreign exchange trading
Type 4 — Advising on securities
Type 5 — Advising on futures contracts
Type 6 — Advising on corporate finance
Type 7 — Providing automated trading services
Type 8 — Securities margin financing
Type 9 — Asset management
Type 11 — Dealing in OTC derivative products
Type 12 — Providing clearing agency services
Type 13 — Providing depositary services for relevant CIS