Hong Kong SFC Type 11 (Dealing in or Advising on OTC Derivative Products)

SFO Type 11 - Dealing in OTC derivative products or advising on OTC derivative products

Type 11 is defined as dealing in OTC derivative products or advising on OTC derivative products. The SFC states that this regulated activity is not yet in operation for licensing purposes, so the public register currently contains no Type 11 licensees.

Official reference: SFC licensing guidance on regulated activities.

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Active firms
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Firms ever licensed
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Active Responsible Officers
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Active Representatives

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