St. James's Place (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for St. James's Place (Hong Kong) Limited ( ), CE reference AAV439. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 47.
Registered address
1/F, Henley Building, 5 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2012-02-14 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | 2015-10-30 | present |
| Type 6 — Advising on corporate finance | present | 2005-03-16 |
| Type 9 — Asset management | present | 2005-06-14 |
Licensed staff (47)
As of
| Name | Activities | Since |
|---|---|---|
| Martin Wolfgang Hennecke | RO 1, 4, 9 | 2015-10 |
| Timothy Laurence Proudlock 彭樂添 | RO 1, 4, 9 | 2017-07 |
| Oliver Jeremy Wickham | RO 1, 4, 9 | 2020-02 |
| Paul Brady | Rep 1, 4, 9 | 2019-06 |
| Christopher John Coram Brooks | Rep 1, 4, 9 | 2019-04 |
| Maghnus Patrick Byrne | Rep 1, 4, 9 | 2025-08 |
| Kitty Lai King Cheung 張麗琼 | Rep 1, 4, 9 | 2019-01 |
| Eleanor Marie Coleman | Rep 1, 4, 9 | 2019-03 |
| Reuben Saul Cramer | Rep 1, 4, 9 | 2019-03 |
| Jemma Daley | Rep 1, 4, 9 | 2025-05 |
| Justin Paul Davies | Rep 1, 4, 9 | 2019-04 |
| Joseph Toby Dowler | Rep 1, 4, 9 | 2022-10 |
| Herve Louis Jean Denis Marie Galichon | Rep 1, 4, 9 | 2026-02 |
| Julian Galvin 嘉駿昂 | Rep 1, 4, 9 | 2016-05 |
| Stephen Philip Gollop | Rep 1, 4, 9 | 2024-09 |
| Tatum Olivia Gollop | Rep 1, 4, 9 | 2022-10 |
| Kevin Hart | Rep 1, 4, 9 | 2025-01 |
| Piers Illingworth | Rep 1, 4, 9 | 2020-07 |
| Nicholas Mark Jackson | Rep 1, 4, 9 | 2019-04 |
| Jasmine Jalif | Rep 1, 4, 9 | 2020-11 |
| Nicholas Vaughan Jeffreys | Rep 1, 4, 9 | 2020-11 |
| Ryan Jenkins | Rep 1, 4, 9 | 2019-03 |
| Kishan Karia | Rep 1, 4, 9 | 2019-03 |
| Andrew Richard Kelly | Rep 1, 4, 9 | 2020-11 |
| William David Leo Kruis | Rep 1, 4, 9 | 2019-03 |
| Winston Kam Wah Lai 黎錦華 | Rep 1, 4, 9 | 2019-04 |
| David Wei Yan Lam | Rep 1, 4, 9 | 2022-10 |
| Trevor Cheuk Him Lee 李卓謙 | Rep 1, 4, 9 | 2020-10 |
| Matthew Peter Lloyd | Rep 1, 4, 9 | 2020-06 |
| Joanne Loney | Rep 1, 4, 9 | 2019-06 |
| Miguel Zechariah Lopez | Rep 1, 4 | 2024-07 |
| Jason Sean O'Leary | Rep 1, 4, 9 | 2021-06 |
| Michael Jeremy Purvis | Rep 1, 4, 9 | 2025-04 |
| Stephen Peter Putnam | Rep 1, 4, 9 | 2020-11 |
| Stuart James Rankin | Rep 1, 4, 9 | 2020-02 |
| Claire Robinson | Rep 1, 4, 9 | 2020-11 |
| Samuel Dylan Schenk | Rep 1, 4, 9 | 2023-02 |
| Frederick David Scholtz | Rep 1, 4, 9 | 2021-12 |
| Alexander Paul Shute | Rep 1, 4, 9 | 2025-05 |
| Yuen-Po Tang 鄧元甫 | Rep 1, 4, 9 | 2024-03 |
| Andrew John Tawn | Rep 1, 4, 9 | 2020-11 |
| Deep Singh Vinner | Rep 1, 4, 9 | 2019-05 |
| Luke David Voyce | Rep 1, 4, 9 | 2025-02 |
| James William Warner | Rep 1, 4, 9 | 2019-03 |
| Mark Williams | Rep 1, 4, 9 | 2024-11 |
| Jonathan Marc Edward Winter | Rep 1, 4, 9 | 2021-05 |
| Christopher James Woodhead | Rep 1, 4, 9 | 2024-11 |
Showing 1–47 of 47