Capital International, Inc.
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Capital International, Inc., a Hong Kong-based licensed corporation with CE reference ACI029. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 51 (total recorded over time: 137). Earliest licence on file: 2007-07-03.
- Category:
-
Buyside · Asset management
- Registered address:
- 2601 One International Finance Centre, 1 Harbour View Street, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2007-07-03 | present |
| Type 4 - Advising on securities | 2024-10-29 | present |
| Type 9 - Asset management | Pre-2003 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (137)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Toby Yuen Ching Chan 陳婉貞 | RO 1, 4 Rep 1 | 2021-10 | Present |
| Leo Keen Loong Hee | RO 9 Rep 9 | 2014-07 | Present |
| Winnie Wing Han Kwan 關穎嫻 | RO 9 Rep 9 | 2014-07 | Present |
| Theng Luck Mark Lim | RO 1 | 2026-04 | Present |
| Jeik Sohn | RO 1 Rep 1 | 2018-08 | Present |
| Steven Thomas Watson | RO 1, 4, 9 | 2014-07 | Present |
| Andrew Francis Budden | Rep 1, 4 | 2013-06 | Present |
| Flavio Carpenzano | Rep 1 | 2023-05 | Present |
| Henry Chan 陳迪生 | Rep 1 | 2018-09 | Present |
| Lip Kin Chan 陳力健 | Rep 9 | 2014-07 | Present |
| James Vincent Cheng | Rep 1, 9 | 2014-07 | Present |
| Pui Mei Heidi Cheung 章佩湄 | Rep 1 | 2025-07 | Present |
| Jeremy James Warren Cunningham | Rep 1 | 2017-08 | Present |
| Mei Ling Fok 霍美玲 | Rep 1 | 2020-05 | Present |
| Keiyo Hanamura | Rep 1 | 2019-08 | Present |
| Tsun Kun Benjamin Ho 何雋勤 | Rep 1, 9 | 2015-08 | Present |
| Celia Huey | Rep 9 | 2017-09 | Present |
| Kwun Sing Hui 許鈞丞 | Rep 9 | 2018-07 | Present |
| Suk Hwan Hwang | Rep 1 | 2015-05 | Present |
| Yun Hee Jang 張娟凞 | Rep 1 | 2023-02 | Present |
| Hillary Ching Juan 范鴻恩 | Rep 1 | 2026-07 | Present |
| Benno Klingenberg-Timm | Rep 1 | 2023-11 | Present |
| Harold Ho Choi la | Rep 9 | 2014-07 | Present |
| Fung Ling Lam 林鋒凌 | Rep 1 | 2022-05 | Present |
| Lok Ming Lee 李樂鳴 | Rep 1 | 2021-02 | Present |
| Langsi Lin 林琅思 | Rep 1, 9 | 2019-10 | Present |
| Matthew Louis Miller | Rep 1 | 2019-01 | Present |
| Devvrat Mohta | Rep 9 | 2019-06 | Present |
| Soyoung Nam | Rep 1, 9 | 2015-05 | Present |
| Michelle Siu May Ng 伍韶美 | Rep 1 | 2026-03 | Present |
| Chloe Tsz Ting Nguy 魏梓婷 | Rep 9 | 2022-10 | Present |
| Philip Colbert Lim Nocom | Rep 9 | 2014-07 | Present |
| Yoonjin Park | Rep 1 | 2023-02 | Present |
| Piyada Phanaphat | Rep 9 | 2014-07 | Present |
| Harry Albertson Phinney | Rep 1 | 2023-02 | Present |
| David Trevellyan Polak | Rep 1 | 2019-02 | Present |
| Matthew Michael Reynolds | Rep 1 | 2019-10 | Present |
| Timur Tzu Lung Sugito | Rep 9 | 2020-05 | Present |
| Heidi Catherine Sutton Newton | Rep 1 | 2021-10 | Present |
| Xiaosu Tian 田小粟 | Rep 9 | 2020-05 | Present |
| Chi Hang Tong 湯志恒 | Rep 1 | 2026-05 | Present |
| Terence Houl-Yran Tsai | Rep 1, 9 | 2014-07 | Present |
| Cheuk Hang Tsang 曾焯恒 | Rep 1 | 2026-06 | Present |
| Tianyu Wang 王天予 | Rep 9 | 2021-10 | Present |
| Robert Andrew Watt | Rep 1, 9 | 2014-07 | Present |
| Wang Xiang 項往 | Rep 1 | 2024-03 | Present |
| Luyan Xu 許路雁 | Rep 1 | 2024-08 | Present |
| Zijian Yang 楊子健 | Rep 1, 4 | 2025-08 | Present |
| Mengling Yao 姚梦灵 | Rep 9 | 2023-03 | Present |
| William Norhan Yu 庾諾行 | Rep 1, 4 | 2024-12 | Present |
| Jason Yang Zhang | Rep 9 | 2014-07 | Present |
| Manusha Randika Samaraweera | Rep 1 | 2025-05 | 2026-07 |
| Carolyn K Mark Ellis 麥嘉蓮 | Rep 1, 9 | 2014-07 | 2026-07 |
| Arthur Stephane Christopher Cornwall Caye | Rep 9 | 2024-02 | 2026-06 |
| Damien Mc Cann | Rep 1 | 2024-04 | 2026-05 |
| Leigh William Nippress | RO 1 | 2021-02 | 2026-04 |
| Lian Sun 孙莲 | Rep 9 | 2019-04 | 2026-03 |
| Wai Lun Lee 李偉麟 | Rep 1 | 2022-04 | 2026-01 |
| Shinya Takemasu | Rep 9 | 2024-04 | 2026-01 |
| Chao Pang | Rep 9 | 2014-07 | 2026-01 |
| Priscilla Pui Sze Lau 劉沛思 | Rep 1 | 2021-04 | 2025-10 |
| Yiyang Gong 龔翌暘 | Rep 9 | 2015-09 | 2025-07 |
| Yanyuan Ding 丁彥元 | Rep 9 | 2021-02 | 2025-06 |
| Yang Xiao 蕭楊 | Rep 9 | 2020-06 | 2025-06 |
| Haran Karunakaran | Rep 1 | 2025-05 | 2025-05 |
| Ying Jin 金穎 | Rep 1 | 2023-05 | 2025-04 |
| Cheuk Hei Wong 黃卓熙 | Rep 1 | 2023-07 | 2024-11 |
| Melvin Jun-Xiong How | Rep 1 | 2022-05 | 2024-10 |
| Julie Wang Chou 王克葳 | RO 9 Rep 9 | 2014-07 | 2024-09 |
| Li Kuen Tan | Rep 1 | 2013-06 | 2024-08 |
| Maurizio Lualdi | Rep 9 | 2024-01 | 2024-07 |
| Damir Bettini | Rep 1 | 2024-04 | 2024-04 |
| Linyuan Chen 陈琳圆 | Rep 9 | 2020-07 | 2024-03 |
| Shuyun Chen 陳樹云 | Rep 9 | 2005-10 | 2024-01 |
| Paul Terrence Flynn | Rep 9 | 2020-07 | 2023-12 |
| da Zhang | Rep 1 | 2015-09 | 2023-11 |
| Ka Shuen Veronica Ko 高嘉蔙 | Rep 1 | 2022-12 | 2023-10 |
| Joyce Wen Mee Wong 王穎薇 | Rep 1 | 2016-09 | 2023-04 |
| Bin Chuang Lin | Rep 9 | 2016-01 | 2023-03 |
| Aditi Puri | Rep 9 | 2015-02 | 2023-03 |
| Grace Sze Huai Yeo | Rep 1 | 2019-02 | 2023-03 |
| Yin-Ting Cheng 鄭彥廷 | Rep 1 | 2022-05 | 2023-02 |
| Yui Richard Chan 陳銳 | Rep 1 | 2019-01 | 2022-10 |
| Corey Arthur Okinaka | Rep 9 | 2020-07 | 2022-08 |
| Shaan Chugh | Rep 9 | 2020-07 | 2022-08 |
| Sugiharto Sudiro Widjaja 黃友富 | Rep 9 | 2014-07 | 2022-07 |
| Saurav Jain | Rep 9 | 2017-07 | 2022-06 |
| Stephen Bing Hong Hui 許秉康 | Rep 9 | 2014-09 | 2022-05 |
| Renaud H.E. Samyn | Rep 9 | 2014-07 | 2022-04 |
| Kaixiang Zhang | Rep 9 | 2014-07 | 2021-11 |
| Paul Chen-Yuan Li | Rep 9 | 2014-07 | 2021-09 |
| Andrew Hamilton Dougherty | Rep 9 | 2018-04 | 2021-08 |
| Warren Peter Howe | RO 1, 9 Rep 9 | 2005-01 | 2021-06 |
| Wenjie Ge 葛文杰 | Rep 9 | 2017-10 | 2021-04 |
| James Malcolm Blair | Rep 1 | 2018-01 | 2021-01 |
| Oliver Harry Jameson de Pree | RO 9 Rep 1, 9 | Pre-2003 | 2020-10 |
| Corrina Doris Chwee Suan Lim | Rep 9 | 2005-11 | 2020-07 |
| Arun Srinivas Swaminathan | Rep 9 | 2014-07 | 2020-06 |
| Siu Fung Yau 游少鳳 | Rep 1 | 2018-08 | 2020-03 |
| Xiang Ye 叶翔 | Rep 9 | 2019-01 | 2020-01 |
Showing 1–100 of 137
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