Capital International, Inc.
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Capital International, Inc. ( ), CE reference ACI029. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 49.
Registered address
2601 One International Finance Centre, 1 Harbour View Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-07-03 | present |
| Type 4 — Advising on securities | 2024-10-29 | present |
| Type 9 — Asset management | present | present |
Licensed staff (49)
As of
| Name | Activities | Since |
|---|---|---|
| Toby Yuen Ching Chan 陳婉貞 | RO 1, 4 | 2024-10 |
| Leo Keen Loong Hee | RO 9 | 2021-09 |
| Winnie Wing Han Kwan 關穎嫻 | RO 9 | 2022-11 |
| Leigh William Nippress | RO 1 | 2021-02 |
| Steven Thomas Watson | RO 1, 4, 9 | 2024-10 |
| Andrew Francis Budden | Rep 1, 4 | 2025-05 |
| Flavio Carpenzano | Rep 1 | 2023-05 |
| Arthur Stephane Christopher Cornwall Caye | Rep 9 | 2024-02 |
| Henry Chan 陳迪生 | Rep 1 | 2018-09 |
| Lip Kin Chan 陳力健 | Rep 9 | 2014-07 |
| James Vincent Cheng | Rep 1, 9 | 2017-08 |
| Pui Mei Heidi Cheung 章佩湄 | Rep 1 | 2025-07 |
| Jeremy James Warren Cunningham | Rep 1 | 2017-08 |
| Carolyn K Mark Ellis 麥嘉蓮 | Rep 1, 9 | 2017-08 |
| Mei Ling Fok 霍美玲 | Rep 1 | 2020-05 |
| Keiyo Hanamura | Rep 1 | 2019-08 |
| Tsun Kun Benjamin Ho 何雋勤 | Rep 1, 9 | 2017-08 |
| Celia Huey | Rep 9 | 2017-09 |
| Kwun Sing Hui 許鈞丞 | Rep 9 | 2018-07 |
| Suk Hwan Hwang | Rep 1 | 2015-05 |
| Yun Hee Jang 張娟凞 | Rep 1 | 2023-02 |
| Benno Klingenberg-Timm | Rep 1 | 2023-11 |
| Harold Ho Choi la | Rep 9 | 2014-07 |
| Fung Ling Lam 林鋒凌 | Rep 1 | 2022-05 |
| Lok Ming Lee 李樂鳴 | Rep 1 | 2021-02 |
| Langsi Lin 林琅思 | Rep 1, 9 | 2019-10 |
| Matthew Louis Miller | Rep 1 | 2019-01 |
| Devvrat Mohta | Rep 9 | 2019-06 |
| Soyoung Nam | Rep 1, 9 | 2017-08 |
| Chloe Tsz Ting Nguy 魏梓婷 | Rep 9 | 2022-10 |
| Philip Colbert Lim Nocom | Rep 9 | 2014-07 |
| Yoonjin Park | Rep 1 | 2023-02 |
| Piyada Phanaphat | Rep 9 | 2014-07 |
| Harry Albertson Phinney | Rep 1 | 2023-02 |
| David Trevellyan Polak | Rep 1 | 2019-02 |
| Matthew Michael Reynolds | Rep 1 | 2019-10 |
| Jeik Sohn | Rep 1 | 2023-03 |
| Timur Tzu Lung Sugito | Rep 9 | 2020-05 |
| Heidi Catherine Sutton Newton | Rep 1 | 2021-10 |
| Xiaosu Tian 田小粟 | Rep 9 | 2020-05 |
| Terence Houl-Yran Tsai | Rep 1, 9 | 2017-08 |
| Tianyu Wang 王天予 | Rep 9 | 2021-10 |
| Robert Andrew Watt | Rep 1, 9 | 2017-08 |
| Wang Xiang 項往 | Rep 1 | 2024-03 |
| Luyan Xu 許路雁 | Rep 1 | 2024-08 |
| Zijian Yang 楊子健 | Rep 1, 4 | 2025-08 |
| Mengling Yao 姚梦灵 | Rep 9 | 2023-03 |
| William Norhan Yu 庾諾行 | Rep 1, 4 | 2024-12 |
| Jason Yang Zhang | Rep 9 | 2014-07 |
Showing 1–49 of 49