Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Qingyilei Zhang
CE BWH786 - active, Solomon JFZ (Asia) Holdings Limited
Xiaoyin Zhou
CE ALK243 - ceased
Man Chun Fan
CE ANK913 - active, Brightus Management Limited
Shuoshang Hu
CE BNG735 - active, Solshire International Capital Management (HK) Limited
Koon Yung Clifford Cheng
CE AVC086 - active, Somerley Capital Limited
Stephanie Chung Yan Chow
CE APS566 - active, Somerley Capital Limited
Kenneth Wai Hung Chow
CE AFR677 - active, Somerley Capital Limited
Jenny Lim Ng Leung
CE ABT386 - active, Somerley Capital Limited
Man Ho (SFC:AMF525) Leung
CE AMF525 - active, Somerley Capital Limited
Martin Nevil Sabine
CE AAJ065 - active, Somerley Capital Limited
Sze Ka Tam
CE AHA823 - active, Somerley Capital Limited
C-Tsun Wong
CE APX136 - active, Somerley Capital Limited
Anson Tsz Chung Chan
CE BNC141 - active, Somerley Capital Limited
Joseph Chan
CE BNX362 - active, Somerley Capital Limited
Jamie Tei Sing Cheung
CE ADM984 - active, Somerley Capital Limited
Tiancong Huang
CE BWB010 - active, Somerley Capital Limited
Weijia Kuang
CE BOJ488 - active, Somerley Capital Limited
Hoi Kwan Kwok
CE BOP498 - active, Alliance Capital Partners Limited
Sampson Kwan Ho Li
CE BGG665 - active, Somerley Capital Limited
Ka Man Lin
CE BJE651 - active, Somerley Capital Limited
Yang (SFC:BNO842) Liu
CE BNO842 - active, Somerley Capital Limited
Ming Xian Lu
CE BHJ470 - active, Somerley Capital Limited
Yu (SFC:BOD922) Luo
CE BOD922 - active, Somerley Capital Limited
Yin Shing Poon
CE BWE207 - active, Somerley Capital Limited
Hiu Laam Suen
CE BDF570 - active, Somerley Capital Limited
Chi Shun Wong
CE BEZ498 - active, Somerley Capital Limited
Yudi Zhang
CE BTK861 - active, Somerley Capital Limited
Chengxi Cai
CE BMA563 - active, Soochow Securities International Asset Management Limited
Yihe Liu
CE BDL890 - active, Soochow Securities International Asset Management Limited
Dong (SFC:BBL833) Wang
CE BBL833 - active, Soochow Securities International Asset Management Limited
Shali Wang
CE BMP755 - active, Soochow Securities International Asset Management Limited
Ho Wai Howie Lam
CE BFA228 - active, Soochow Securities International Asset Management Limited
Sufeng Liu
CE BBJ505 - active, Soochow Securities International Asset Management Limited
Kaifan Wang
CE BNR810 - active, Soochow Securities International Asset Management Limited
Bowen Xia
CE BVH741 - active, Soochow Securities International Asset Management Limited
Chunsheng Yan
CE BSX843 - active, Soochow Securities International Asset Management Limited
Hau Fan Chow
CE AXZ765 - active, Soochow Securities International Brokerage Limited
Xiangyun Gu
CE BME242 - active, Soochow Securities International Brokerage Limited
Jin Qiu
CE AZJ947 - active, Soochow Securities International Futures Limited
Hongwei Xing
CE BQM938 - active, Soochow Securities International Brokerage Limited
Liangwei Zhang
CE BSV361 - active, Soochow Securities International Brokerage Limited
Cui Zhao
CE AOS271 - active, Soochow Securities International Brokerage Limited
Eric Ho Chuen Chan
CE BQW241 - active, Soochow Securities International Brokerage Limited
Ka Keung Chan
CE ADI053 - active, Soochow Securities International Brokerage Limited
Stanley Siu Kay Chan
CE ARE451 - active, Soochow Securities International Brokerage Limited
William Yuk Shu Chan
CE ABF287 - active, Soochow Securities International Brokerage Limited
Ruibin Chen
CE BSR831 - active, Soochow Securities International Brokerage Limited
Zhangchen Chen
CE BHY095 - active, Soochow Securities International Brokerage Limited
Chi Ling Cheung
CE BRW900 - ceased
Pui Shan Cheung
CE AJF413 - active, Soochow Securities International Brokerage Limited
Shui Fai (SFC:AIF576) Cheung
CE AIF576 - active, Soochow Securities International Futures Limited
Wan Wah (SFC:AWA346) Cheung
CE AWA346 - active, Soochow Securities International Futures Limited
Ruann Yuet Wah Cheung
CE AAY173 - active, Soochow Securities International Brokerage Limited
Yat Shuk Chiu
CE AFI063 - active, Soochow Securities International Brokerage Limited
Wan Ling Choy
CE AGJ076 - active, Soochow Securities International Brokerage Limited
Edmund Sek Nin Chung
CE ABH701 - active, Soochow Securities International Brokerage Limited
Qi da
CE BRM015 - active, Soochow Securities International Brokerage Limited
Wei Gu
CE BXH428 - active, Soochow Securities International Brokerage Limited
Yutong Gu
CE BTW351 - active, Soochow Securities International Brokerage Limited
Ming Lap Ho
CE APW012 - active, Soochow Securities International Brokerage Limited
Chi Wai Huen
CE BKF442 - active, Soochow Securities International Brokerage Limited
Ming (SFC:BXQ179) Ji
CE BXQ179 - active, Soochow Securities International Brokerage Limited
Xinyue Jiang
CE BVQ232 - active, Soochow Securities International Brokerage Limited
Kenneth Kin On Lau
CE ABQ709 - active, Soochow Securities International Brokerage Limited
Debby Wai Mei Lau
CE AFI649 - active, Soochow Securities International Brokerage Limited
Simon Pui Chung Law
CE BEV785 - active, Soochow Securities International Brokerage Limited
Ryan Chun Yin Lee
CE BNP599 - active, Soochow Securities International Brokerage Limited
Kwok Wai (SFC:BTT107) Leung
CE BTT107 - active, Soochow Securities International Brokerage Limited
Jiarong Li
CE BWF420 - active, Soochow Securities International Brokerage Limited
Qin (SFC:BWF636) Li
CE BWF636 - active, Soochow Securities International Brokerage Limited
Zijian Liang
CE BWO146 - active, Soochow Securities International Brokerage Limited
Sui Man Liu
CE AWR628 - active, Soochow Securities International Brokerage Limited
Yufeng (SFC:BUP872) Liu
CE BUP872 - active, Soochow Securities International Futures Limited
Yuqing (SFC:BSQ554) Liu
CE BSQ554 - active, Soochow Securities International Brokerage Limited
Mengjie Lu
CE BTK480 - active, Soochow Securities International Brokerage Limited
Carmen Kar Man Luk
CE AVD308 - active, Soochow Securities International Brokerage Limited
Long Ma
CE BVT661 - ceased
Songyuan Ma
CE BTR339 - active, Soochow Securities International Brokerage Limited
Suk Kuen Mak
CE ABX091 - active, Soochow Securities International Brokerage Limited
Xiangwen Meng
CE BSF932 - active, Soochow Securities International Brokerage Limited
Wai Kit (SFC:AVT524) Ng
CE AVT524 - active, Chief Securities Limited
Shirui Ouyang
CE BIN775 - active, Soochow Securities International Futures Limited
Baodong Pan
CE BQI506 - active, Soochow Securities International Brokerage Limited
Cho Kam Pang
CE ALG263 - active, Soochow Securities International Brokerage Limited
Zi Sang
CE BWI438 - active, Soochow Securities International Brokerage Limited
Xu Shen
CE BSG573 - active, Soochow Securities International Brokerage Limited
Jason Kwun Yu Sze
CE AXD898 - active, Soochow Securities International Brokerage Limited
Jeremy Chiu Ming Tang
CE AFP875 - active, Soochow Securities International Brokerage Limited
Congcong Tang
CE ASE040 - active, Soochow Securities International Brokerage Limited
Yuk Yim Sammi Tao
CE BDH064 - active, Soochow Securities International Brokerage Limited
Tiantian Tong
CE BWI041 - active, Soochow Securities International Brokerage Limited
Xuegang Wang
CE BMD008 - active, Soochow Securities International Brokerage Limited
Nelson Che Shing Wong
CE AOH457 - active, Soochow Securities International Futures Limited
Chun Wa (SFC:ACC227) Wong
CE ACC227 - active, Soochow Securities International Futures Limited
Hei Lim Wong
CE BIX437 - active, Soochow Securities International Futures Limited
Aljak Mei Han Wong
CE AAU338 - active, Soochow Securities International Brokerage Limited
Jinjing Wu
CE BTP248 - active, Soochow Securities International Brokerage Limited
Kwok Mei Wu
CE AFP896 - active, Soochow Securities International Brokerage Limited
Po Wu
CE AGK695 - active, Soochow Securities International Brokerage Limited
He Yang
CE BIX772 - active, Soochow Securities International Brokerage Limited
Ming (SFC:BUF988) Yang
CE BUF988 - active, Soochow Securities International Brokerage Limited
Ka Wai Ying
CE BNZ056 - active, Soochow Securities International Brokerage Limited
Liang (SFC:BPD770) Zhang
CE BPD770 - active, Soochow Securities International Brokerage Limited
Brenda Yin Kwan Wong
CE ARH793 - active, Soochow Securities International Capital Limited
Chuwen Deng
CE BXA753 - active, Soochow Securities International Capital Limited
Wing Yiu Cheung
CE ARO507 - active, Sorrento Securities Limited
Tik On Lam
CE BFD374 - active, Sorrento Securities Limited
Hung Tat Chan
CE ACT436 - active, Sorrento Securities Limited
Wing Yuen Chan
CE AAB484 - active, Sorrento Securities Limited
Yuk Lan Chau
CE BGC843 - active, Sorrento Securities Limited
Yan Nga Tsui
CE BQP746 - active, Sorrento Securities Limited
Chi Kwong Cheng
CE AGN592 - active, South China Securities Limited
Michael Man Cheong Cheng
CE AHP749 - active, South China Capital Limited
Choi Ngor Cheung
CE AAA815 - active, South China Investment Management Limited
Wing Yu Lee
CE AYK447 - active, South China Securities Limited
Hoi Kin Leung
CE BRK782 - active, South China Securities Limited
Patrick Wong
CE AHY120 - active, South China Securities Limited
Xinyue Zhao
CE BJT510 - active, South China Securities Limited
Chun Lung Chiu
CE BHX544 - active, South China Investment Management Limited
Allan Ding Pong Wong
CE AAA747 - active, South China Research Limited
Dominic Lap Yan Chan
CE AED860 - active, South China Securities Limited
Bik San Fang
CE AAB961 - active, South China Securities Limited
Yiu Fai Fung
CE AFD152 - active, South China Securities Limited
Ming Shan Ko
CE AWC879 - active, South China Investment Management Limited
David Chung Woon Kwan
CE AAY646 - active, South China Securities Limited
Cardi Kam Chuen Lai
CE ACS264 - active, South China Securities Limited
Wing Hong Lau
CE AAC947 - active, South China Securities Limited
Tak Keung Law
CE AFX806 - active, South China Securities Limited
Chun Sang Lee
CE ABA618 - active, South China Securities Limited
Tak Sing Lee
CE AAY239 - active, South China Securities Limited
Catherine Yuet Mei Leung
CE ABM860 - active, South China Securities Limited
Kent Kwok Ho Li
CE ABG383 - active, South China Securities Limited
Chi Wai (SFC:ATY004) Ng
CE ATY004 - active, South China Commodities Limited
Chun Sang Ng
CE AAA637 - active, South China Securities Limited
Siu Man Shum
CE AMW642 - active, South China Securities Limited
Terence Kwong Man Tsang
CE AEV711 - active, South China Commodities Limited
Wai Shing Tse
CE BRQ942 - active, South China Investment Management Limited
Francis Lap Hung Wu
CE ABQ515 - active, South China Securities Limited
Po Yee (SFC:AOC980) Wong
CE AOC980 - active, South China Securities Limited
Chun Mui Kong
CE BIV198 - ceased
Chu Fai Chan
CE AQY797 - active, South China Securities Limited
Miu Chau Chan
CE BBE756 - active, South China Securities Limited
Yu Ting Chiu
CE AMM095 - active, South China Securities Limited
Yin Fong Hung
CE AFR792 - active, South China Securities Limited
Wai Wah (SFC:ARH955) Leung
CE ARH955 - active, South China Securities Limited
Wenyao Ma
CE BVS984 - active, South China Capital Limited
Sing Kwong Mak
CE AFS778 - active, South China Securities Limited
Ping Leong Pang
CE AFK409 - active, South China Securities Limited
Yat Jim Shiu
CE AAA799 - active, South China Securities Limited
Chi Shing Tam
CE AFY903 - active, South China Securities Limited
Hon Hoi Tam
CE AEI653 - active, South China Securities Limited
Ka Ying Tam
CE AJN371 - active, South China Securities Limited
Pui Chun Tang
CE ACX010 - active, South China Securities Limited
Chou Yuen Teh
CE ATY066 - active, South China Securities Limited
Heng (SFC:BTT086) Li
CE BTT086 - active, Southlake Fund Management (Hong Kong) Limited
Tao Liao
CE BTH885 - active, Southlake Fund Management (Hong Kong) Limited
Shangcai Su
CE BSM510 - active, Southlake Fund Management (Hong Kong) Limited
Tianzhu Chen
CE BTT138 - active, Southlake Fund Management (Hong Kong) Limited
Shangqing Su
CE BRU962 - active, Southlake Fund Management (Hong Kong) Limited
Yawen Wang
CE BVG130 - active, Southlake Fund Management (Hong Kong) Limited
Johnson Shing Tong
CE AOB604 - active, Southwest Securities (HK) Asset Management Limited
Xiaoqiang Peng
CE BWI319 - active, Space Asset Management Limited
Chi Yung Shiu
CE BUA321 - active, Space Asset Management Limited
Kin Tung Fung
CE AKI222 - ceased
Fung Nga Ng
CE AHE261 - active, Sparc Capital Management Limited
Kei Fong
CE BRB446 - active, Sparc Capital Management Limited
Wai Fai (SFC:BHB961) Wong
CE BHB961 - active, Sparc Capital Management Limited
Tsz Hon Chan
CE ANW417 - active, Springboard Capital Limited
Chuen Loong Hugh
CE ACZ289 - active, Springboard Capital Limited
Kenneth Kin Wong
CE ACB812 - active, Springboard Capital Limited
Rikki Malik
CE AEW095 - active, Springboard Capital Limited
Po Chun Li
CE AFW602 - active, Springhill Fund Asset Management (HK) Company Limited
Sharon Lai York
CE AER806 - active, Springhill Fund Asset Management (HK) Company Limited
Huanhuan Zhou
CE BUA360 - ceased
Chor Wai Kam
CE BLL144 - active, Sprout Asset Management (Asia) Limited
Terence Chung Sing Mak
CE AVK467 - active, Sprout Asset Management (Asia) Limited
Andrew Yue Tak Chan
CE BIO509 - active, Sprout Asset Management (Asia) Limited
Kaizhou Miao
CE ALZ811 - active, Spruce Light Asset Management Company Limited
Zi-Yong Lu
CE BMM588 - active, Spruce Light Asset Management Company Limited
Steven Kent Choe
CE ANQ119 - active, Standard Chartered Securities (Hong Kong) Limited
Siguo Feng
CE APO467 - active, Standard Chartered Securities (Hong Kong) Limited
John Kai Chi Thang
CE BIX020 - active, Standard Chartered Securities (Hong Kong) Limited
Yu'an Luo
CE BTV455 - active, Standard Chartered Securities (Hong Kong) Limited
Daoheng Wang
CE BEV972 - active, Standard Chartered Securities (Hong Kong) Limited
Shuoqiu Zheng
CE BTV118 - active, Standard Chartered Securities (Hong Kong) Limited
On Ying Janet Lau
CE BHC775 - active, Standard Perpetual Securities Limited
Wing Yin Alex Leung
CE BIZ322 - active, Standard Perpetual Securities Limited
Huoqing Niu
CE BJT516 - active, Standard Perpetual Securities Limited
Yinan (SFC:ADB202) Wang
CE ADB202 - active, Standard Perpetual Securities Limited
Kin Chung Yip
CE BPT886 - active, Standard Perpetual Securities Limited
Juen Lynn Lim
CE BJE417 - active, Starlight Capital Limited
Michele Ferrario
CE BQE928 - active, StashAway Hong Kong Limited
Stephanie Wing Ying Leung
CE ANG578 - active, StashAway Hong Kong Limited
Wai Tung Angel Chan
CE BVE408 - active, StashAway Hong Kong Limited
Peisi Deng
CE BVE131 - active, StashAway Hong Kong Limited
Justin Charles Jimenez
CE BTF347 - active, StashAway Hong Kong Limited
Jim Tai
CE BDV988 - active, StashAway Hong Kong Limited
Yat Long Yim
CE BTO664 - active, StashAway Hong Kong Limited
Dao Gyng Tan
CE APH716 - active, State Fortune Capital Management Limited
Jianming Zhu
CE ALW306 - active, State Fortune Capital Management Limited
Shaun Kawamura Chung
CE BKD514 - active, State Fortune Capital Management Limited
Tin Kit Wong
CE AVD828 - ceased
Kevin David Anderson
CE BBT978 - active, State Street Global Advisors Asia Limited
Wai Fai Cheung
CE AFD181 - active, State Street Global Advisors Asia Limited
Victor Wai Tak Chu
CE ARK830 - active, State Street Global Advisors Asia Limited
Hoi Pan Hui
CE AIQ973 - active, State Street Global Advisors Asia Limited
Ka Ying Lo
CE AVK938 - active, State Street Global Advisors Asia Limited
Hiu Ting Siu
CE AXJ725 - active, State Street Global Advisors Asia Limited
Graham Alan Roger Sorrell
CE BTM294 - active, State Street Global Advisors Asia Limited
Flora Elizabeth Margaret Young Herries
CE BRR765 - active, State Street Global Advisors Asia Limited
Alexander Kin Yung Chan
CE AXD986 - active, State Street Global Advisors Asia Limited
Tak Mo Chan
CE BIZ898 - active, State Street Global Advisors Asia Limited
Solomon Hing Pong Chang
CE AIY506 - active, State Street Global Advisors Asia Limited
Yunyan Chen
CE ARR085 - active, State Street Global Advisors Asia Limited
Rory Patrick Hartnett
CE BOO711 - active, State Street Global Advisors Asia Limited
Sen Woei Huang
CE BSL544 - active, State Street Global Advisors Asia Limited
Lee Hung
CE AQM688 - active, State Street Global Advisors Asia Limited
Kyung Hyun Hwang
CE BNU050 - active, State Street Global Advisors Asia Limited
Jun Sub Kim
CE BGI784 - active, State Street Global Advisors Asia Limited
Ying Lan
CE BEU871 - active, State Street Global Advisors Asia Limited
Chi Leung Lau
CE APH032 - active, State Street Global Advisors Asia Limited
Saisai Lin
CE BMO984 - active, State Street Global Advisors Asia Limited
Ninghui Liu
CE BRP507 - active, State Street Global Advisors Asia Limited
Antony Shingai Mudukuti
CE BST633 - active, State Street Global Advisors Asia Limited
Yuk In Ng
CE BVC516 - active, State Street Global Advisors Asia Limited
Kyle Gideon Dy Ong
CE BTK234 - active, State Street Global Advisors Asia Limited
Kun Hee Park
CE BSH977 - active, State Street Global Advisors Asia Limited
Martin Salaroli
CE BIN989 - active, State Street Global Advisors Asia Limited
Chi Kit Robin Tsui
CE ATN830 - active, State Street Global Advisors Asia Limited
Zhi Aik Yeo
CE AVN113 - active, State Street Global Advisors Asia Limited
Kwok Shing Yip
CE ARB687 - active, State Street Global Advisors Singapore Limited
Tsz Tung Yuen
CE BQM691 - active, State Street Global Advisors Asia Limited
Qin (SFC:BAC373) Zhang
CE BAC373 - active, State Street Global Advisors Asia Limited
Richard William Leslie Gallagher
CE AOH529 - active, State Street Securities Hong Kong Limited
Julia Lauren Gibson
CE BPK837 - active, State Street Securities Hong Kong Limited
William Lin Chour Han
CE BAN066 - active, State Street Securities Hong Kong Limited
Jason Barrett Wells
CE AQK950 - active, State Street Securities Hong Kong Limited
Xuening An
CE BVP511 - active, State Street Securities Hong Kong Limited
Wing Yan Marion Au
CE BNV458 - active, State Street Securities Hong Kong Limited
Yee Hang Alice Chan
CE BQG595 - active, State Street Securities Hong Kong Limited
Beattie Cho
CE BRQ752 - active, State Street Securities Hong Kong Limited
Jing (SFC:BVI784) He
CE BVI784 - active, State Street Securities Hong Kong Limited
Matthew Mac Arthur
CE ASS304 - ceased
Tsz Ying Ng
CE BXA181 - ceased
Xinning Yu
CE BOE725 - active, State Street Securities Hong Kong Limited
Ka Ho Ho
CE BDW690 - active, Stellar Securities Limited
Yee Ching Liao
CE BBQ743 - active, Stellar Securities Limited
Weiwei Gu
CE BVB610 - active, StellarS Capital (Hong Kong) Limited
Jiacheng Shen
CE BXA177 - active, StellarS Capital (Hong Kong) Limited
Mao Zhang
CE BJZ526 - active, StellarS Capital (Hong Kong) Limited