Kenneth Kin On Lau
劉健安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin On Lau (劉健安), CE reference ABQ709. Currently licensed at 2 firm(s): Soochow Securities International Brokerage Limited, Soochow Securities International Futures Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-26 | present |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-17 | 2017-06-02 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-05 | 2017-06-02 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-28 | 2007-07-07 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-28 | 2007-07-07 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2005-04-28 | 2007-07-07 |
| Mansion House Asset Management Limited 萬勝資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-11-05 | 2005-03-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-19 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-04-19 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-03 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-11-03 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | present | 2005-04-19 |