Jason Kwun Yu Sze
施冠宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jason Kwun Yu Sze (施冠宇), CE reference AXD898. Currently licensed at 2 firm(s): Soochow Securities International Brokerage Limited, Soochow Securities International Futures Limited. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-17 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-11-17 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-25 | 2025-09-26 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-25 | 2025-09-26 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-25 | 2025-09-26 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-09-25 | 2025-09-26 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 4 — Advising on securities | 2021-02-22 | 2021-08-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-08-07 | 2021-08-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 9 — Asset management | 2020-02-20 | 2021-08-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-23 | 2021-08-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-10-23 | 2021-08-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-27 | 2021-02-22 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-08 | 2019-10-23 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-13 | 2019-10-23 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-09 | 2017-01-05 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-09 | 2017-01-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-12 | 2015-09-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-12 | 2015-09-01 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-14 | 2013-08-18 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-23 | 2013-08-18 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-15 | 2012-02-23 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-15 | 2012-02-23 |