Chun Sang Ng
吳春生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Sang Ng (吳春生), CE reference AAA637. Currently licensed at 2 firm(s): South China Securities Limited, South China Commodities Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-30 | present |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | present |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-01-31 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-31 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | present | 2015-03-30 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-31 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-04 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2008-01-04 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-01-31 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 9 — Asset management | present | 2005-01-31 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 9 — Asset management | present | 2003-09-04 |