Nelson Che Shing Wong
黃志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Che Shing Wong (黃志成), CE reference AOH457. Currently licensed at 2 firm(s): Soochow Securities International Futures Limited, Soochow Securities International Brokerage Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-22 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-21 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-25 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-08-25 | 2012-05-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-01 | 2011-06-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-19 | 2008-11-03 |