Andrew Yue Tak Chan
陳裕德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Yue Tak Chan (陳裕德), CE reference BIO509. Currently licensed at 1 firm(s): Sprout Asset Management (Asia) Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2024-05-16 | present |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2024-05-16 | present |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2024-05-16 | 2024-11-14 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2023-06-14 | 2023-06-15 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2023-06-14 | 2023-06-15 |
| Sprout Asset Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2022-11-15 | 2023-06-14 |
| Sprout Asset Management (Asia) Limited | RO | Type 4 — Advising on securities | 2022-11-15 | 2023-06-14 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2022-04-25 | 2022-11-15 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2022-04-25 | 2022-11-15 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-03 | 2021-11-30 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-03 | 2021-11-30 |