Kenneth Wai Hung Chow
鄒偉雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Wai Hung Chow (鄒偉雄), CE reference AFR677. Currently licensed at 1 firm(s): Somerley Capital Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-10-02 | present |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-25 | 2006-11-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-25 | 2006-11-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-07-25 | 2014-04-17 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-08 | 2006-07-25 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-12-16 | 2006-04-14 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-08 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-12-16 |