Sui Man Liu
廖瑞文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Man Liu (廖瑞文), CE reference AWR628. Currently licensed at 2 firm(s): Soochow Securities International Brokerage Limited, Soochow Securities International Futures Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-25 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-25 | present |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-22 | 2016-02-06 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-22 | 2016-02-06 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-17 | 2011-08-01 |