Rikki Malik
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rikki Malik, a licensed Representative with CE reference AEW095. Currently licensed at 1 firm(s): Springboard Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-30 | present |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 9 - Asset management | 2024-07-30 | present |
| Blue Mountain Bridge Capital Limited 岳橋資本有限公司 |
RO | Type 4 - Advising on securities | 2022-07-11 | 2023-04-30 |
| Blue Mountain Bridge Capital Limited 岳橋資本有限公司 |
RO | Type 9 - Asset management | 2022-07-11 | 2023-04-30 |
| CAIDAO Capital Limited | RO | Type 4 - Advising on securities | 2017-06-07 | 2021-12-31 |
| CAIDAO Capital Limited | RO | Type 9 - Asset management | 2017-06-07 | 2021-12-31 |
| Amber Hill Capital Limited 安山資本有限公司 |
RO | Type 9 - Asset management | 2014-12-10 | 2016-02-01 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 9 - Asset management | 2012-11-23 | 2013-12-31 |
| ProteusAsia Limited | RO | Type 9 - Asset management | 2008-06-10 | 2009-10-31 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Rikki Malik during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.