Graham Alan Roger Sorrell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Alan Roger Sorrell, a licensed Responsible Officer with CE reference BTM294. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 3.2 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-17 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-05-17 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Graham Alan Roger Sorrell during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.