Po Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Wu (胡波), a licensed Representative with CE reference AGK695. Currently licensed at 2 firm(s): Soochow Securities International Brokerage Limited, Soochow Securities International Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 20.0 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-05 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-05-05 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-01 | 2021-03-03 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-01 | 2021-03-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-08-01 | 2019-11-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-10-08 | 2014-01-25 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-09 | 2014-01-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-15 | 2014-01-25 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-15 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-25 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-25 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Po Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.