Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Tsz Ching Hung
CE BQM901 - active, StellarS Capital (Hong Kong) Limited
Kam Tung Wu
CE BMF548 - active, Stellaris Asset Management Limited
Chun Tat (SFC:BRX742) Chan
CE BRX742 - active, Stellaris Asset Management Limited
Tsz Yan (SFC:BVU759) Leung
CE BVU759 - active, Stellaris Asset Management Limited
Lai Ying Jenny Tang
CE BRX740 - active, Stellaris Asset Management Limited
Chun Yu Fung
CE AYD269 - active, Still Water Capital Management Limited
Yu Kin Yu
CE APR199 - active, Still Water Capital Management Limited
Meng Lu Li
CE BUF463 - active, Still Water Capital Management Limited
Xiang Wu
CE BVU593 - active, Still Water Capital Management Limited
Water Chung Wing Cheung
CE AJC331 - active, StormHarbour Securities (Hong Kong) Limited
Hei Cheung
CE APG437 - active, StormHarbour Securities (Hong Kong) Limited
Lei (SFC:BFN296) Fan
CE BFN296 - active, StormHarbour Securities (Hong Kong) Limited
Michel Eric Labrousse
CE ALB645 - active, StormHarbour Securities (Hong Kong) Limited
Varun Kumar Bery
CE AEN850 - active, StormHarbour Securities (Hong Kong) Limited
Ka Kiu Cheung
CE BSH160 - active, StormHarbour Securities (Hong Kong) Limited
Xinyun Fan
CE BNE419 - active, StormHarbour Securities (Hong Kong) Limited
Andy Shung Yau Lam
CE ABS673 - ceased
Guohua Ren
CE ADO422 - active, StormHarbour Securities (Hong Kong) Limited
Sai Tung Stones Tse
CE AEP719 - active, StormHarbour Securities (Hong Kong) Limited
Kam Piu Wong
CE BSZ050 - active, StormHarbour Securities (Hong Kong) Limited
Hsin Yi Chou
CE AFY702 - active, Substance Asset Management Limited
Cheng-Tang Matt Hsieh
CE BFR039 - active, Substance Asset Management Limited
Yi-Tsyr Lin
CE BFR052 - active, Substance Asset Management Limited
Daniel Pun
CE ARQ681 - active, Substance Asset Management Limited
I Chen Lin
CE BOR350 - active, Substance Asset Management Limited
Yik Fong Wong
CE AED169 - active, Substance Asset Management Limited
Albert Kwok Shu Kan
CE AAI603 - active, Success Advance Investments Limited
Mee Yee Lam
CE AMF929 - active, Success Advance Investments Limited
Kwok Leung Lee
CE ABM462 - active, Success Advance Investments Limited
Yim Ling Chung
CE BEZ882 - active, Success Advance Investments Limited
Man Choi Lam
CE AXH230 - active, Success Advance Investments Limited
Kar Yeung Kenny Ng
CE BTE395 - active, Success Advance Investments Limited
Tom Pak Lam Chan
CE ACJ830 - active, Success Securities Limited
Lee Pui Ho
CE AGX591 - active, Success Securities Limited
Wai Chung Kwong
CE BAQ958 - active, Success Securities Limited
Wing Shing Pang
CE ATW745 - active, Success Securities Limited
Siu Kei Yim
CE AAJ966 - active, Success Securities Limited
Wing Wang Au
CE AZJ526 - active, Success Securities Limited
Katherine Chan
CE ADU256 - active, Success Securities Limited
Wai Chung Chang
CE ATL715 - active, Success Securities Limited
Joyce Siu Ling Cheung
CE ACJ667 - active, Success Securities Limited
Yiu Hung Hung
CE ABE792 - active, Success Securities Limited
Yin Pun Leung
CE ALQ627 - active, Success Securities Limited
Yin Wan Li
CE ASC945 - active, Success Securities Limited
Kam Wah Ma
CE AHL928 - active, Success Securities Limited
Chung Shing Tang
CE AAE861 - active, Success Securities Limited
Jenny Bo Fong Wong
CE AGD982 - active, Success Securities Limited
Chun Man Jerry Wong
CE BQE329 - active, Success Securities Limited
Hon Chung Wong
CE ABI100 - active, Success Securities Limited
Hung Fai Wong
CE ABY191 - active, Success Securities Limited
Wang To Wu
CE ABT644 - active, Success Securities Limited
Man Fai Yan
CE AAA960 - active, Success Securities Limited
Pymalia Po Yuk Yeung
CE AFV446 - active, Success Securities Limited
Norman Shun Ho Yu
CE AAB450 - active, Success Securities Limited
Marc Richard Bailey
CE BNQ787 - active, Sucden Financial (HK) Limited
Wing Sum (SFC:ANT972) Chan
CE ANT972 - active, Sucden Financial (HK) Limited
Ka Ki Au
CE AWW584 - active, Sucden Financial (HK) Limited
Alan John Phillip Burr
CE AJO422 - active, Sucden Financial (HK) Limited
Wing Hay Ko
CE ARN435 - active, Sucden Financial (HK) Limited
Jack Tang
CE BBD024 - active, Sucden Financial (HK) Limited
Minyi Xian
CE AYN344 - active, Sucden Financial (HK) Limited
Chi Pang Chan
CE AQI127 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Sau Yu Dera Cheung
CE BAF166 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Yunfan Hong
CE BRO883 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Wing Kai David Hung
CE BOI743 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Wai Kwong Kwok
CE BOI754 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Yuk Man Lee
CE AQQ629 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Henry Hong Tat Lui
CE ARW188 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Yuji Ono
CE BSI776 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
See Man Simon Poon
CE BOE367 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Tetsuya Tabata
CE BBZ941 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Kazuhiro Tatewaki
CE BTK183 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Shiang-Ling Cheng
CE BCL322 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Qingyun Fei
CE BWB661 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Chiu Yu Ho
CE BWD100 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Rahul Murkya
CE BOJ303 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Ho Tak Pang
CE BSV314 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Qin Shao
CE BIA089 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Ryo Tasaka
CE BWL990 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Tiffany Hiu Ying Yue
CE BJL887 - active, Sumitomo Mitsui Trust (Hong Kong) Limited
Bo (SFC:BTC160) Li
CE BTC160 - active, Sun Wing International Asset Management Limited
Tong Lv
CE BTC174 - active, Sun Wing International Asset Management Limited
Huilin Huang
CE BSZ204 - active, Sun Wing International Asset Management Limited
Fung Wa Yeung
CE BSY249 - active, Sun Wing International Asset Management Limited
Chen (SFC:BTE009) Zhang
CE BTE009 - ceased
Wing Chow
CE ALK717 - active, SunPlus Capital Limited
Tan Huang
CE BFK469 - active, SunPlus Capital Limited
Ho Wing Leung
CE BHR780 - active, SunRiver International Securities Group Limited
Lin An
CE BUI226 - active, SunRiver International Securities Group Limited
Hongtao Du
CE BWH730 - active, TFI Securities and Futures Limited
Kaiyu Hao
CE BTK932 - active, SunRiver International Securities Group Limited
Yuqi Hu
CE BTG667 - active, SunRiver International Securities Group Limited
Sheng Lei
CE BQP556 - active, SunRiver International Securities Group Limited
Liangliang Mei
CE BUE651 - active, SunRiver International Securities Group Limited
Qinan Song
CE BWF577 - active, SunRiver International Securities Group Limited
Zhaomin Wang
CE BVT062 - active, SunRiver International Securities Group Limited
Yixin Xu
CE BUP110 - active, SunRiver International Securities Group Limited
Ziliang Zhao
CE BXJ158 - active, SunRiver International Securities Group Limited
Chih-Ching Chen
CE AQD360 - active, Suncorp Securities Limited
Chi Yeung Fan
CE ANA188 - active, Suncorp Asset Management Limited
Yuanhang Wang
CE BJT948 - active, Sunfine Asset Management (Hong Kong) Limited
Wenguang Zhao
CE BNN371 - active, Sunfine Asset Management (Hong Kong) Limited
Kenneth Chi Kin Chung
CE ARB660 - active, Sunfund Capital Limited
Fengkuan Zhao
CE ASD480 - active, Sunfund Capital Limited
Kwok Chuen Chan
CE BRS408 - active, Sunfund Securities Limited
Siu Chun Ng
CE APU792 - active, Sunfund Fund Management Limited
Ngai Lam Hung
CE BDO427 - active, Sunfund Fund Management Limited
Stephen Kwok Wai Ho
CE AIU803 - active, Sunfund Securities Limited
Ka Chun (SFC:BRD679) Wu
CE BRD679 - active, Sunfund Securities Limited
Ho Ki Au
CE AQG675 - active, Sunhigh Financial Holdings Limited
Ting Kit Ho
CE ALW988 - active, Sunhigh Financial Holdings Limited
Yu Fong Lam
CE BLU744 - active, Sunhigh Financial Holdings Limited
Tak Ming (SFC:BGD988) Cheung
CE BGD988 - active, Sunhigh Financial Holdings Limited
Ka Yiu Hung
CE BLH801 - active, Sunhigh Financial Holdings Limited
Kwok Chung Tong
CE ALS718 - active, Sunhigh Financial Holdings Limited
Shih-Ju Tseng
CE BSC874 - active, Sunhigh Financial Holdings Limited
Zheyuan Wei
CE BXM135 - active, Wealth Link Securities Limited
Cheng (SFC:AYC302) Zhang
CE AYC302 - active, Sunhigh Financial Holdings Limited
Garrick James Cowley
CE AYC429 - active, Sunrise Brokers (Hong Kong) Limited
Yohann Victor Azout
CE BCJ901 - active, Sunrise Brokers (Hong Kong) Limited
Ernest Ling Chung Chow
CE ARQ680 - active, Sunrise Brokers (Hong Kong) Limited
Benjamin Chuard
CE BAC483 - active, Sunrise Brokers (Hong Kong) Limited
Guilhem Omar David Fenot
CE AZG893 - active, Sunrise Brokers (Hong Kong) Limited
Gabriel Florent
CE BOJ010 - active, Sunrise Brokers (Hong Kong) Limited
Takahiro Hayase
CE AUE611 - active, Sunrise Brokers (Hong Kong) Limited
Moses Alan Ip
CE BMB936 - active, Sunrise Brokers (Hong Kong) Limited
Valentin Stephane Bernard Janson
CE BRU731 - active, Sunrise Brokers (Hong Kong) Limited
Antoine Paul Benjamin Salles
CE BGL771 - active, Sunrise Brokers (Hong Kong) Limited
Clement Michel Santos Moro
CE BLH886 - active, Sunrise Brokers (Hong Kong) Limited
Jun (SFC:BVK181) Liu
CE BVK181 - active, Sunrise Fund (China) Limited
Xiaojun Ruan
CE BVA947 - active, Sunrise Fund (China) Limited
Andy Chin Yung Lau
CE AGH950 - active, Superactive Financial Group Company Limited
David Shuh-Ren Sih
CE AEA554 - active, Superactive Financial Group Company Limited
Kam Wah (SFC:AEZ347) Wong
CE AEZ347 - active, Superactive Financial Group Company Limited
Ming Lung Yu
CE AUT720 - active, Superactive Financial Group Company Limited
Ka Ki (SFC:BIJ843) Lau
CE BIJ843 - active, Superactive Financial Group Company Limited
Thomas Philip Cheriyil
CE BNY038 - active, Superfund Financial (Hong Kong) Limited
Hyung Eun Kim
CE AUW502 - active, Superfund Financial (Hong Kong) Limited
Chutong Ding
CE BVI198 - active, Superfund Financial (Hong Kong) Limited
Siu Yui Li
CE AEI201 - active, Supreme China Securities Limited
Wing Shu Tam
CE ABA406 - active, Supreme China Securities Limited
Howard Ho Wai Chong
CE BJC704 - active, Surich Asset Management Limited
Kar Wai Yuen
CE BOE902 - active, Surich Asset Management Limited
James Man Him Chung
CE ANK917 - active, Surich Asset Management Limited
Long Hin Fung
CE BVJ940 - active, Surich Asset Management Limited
Wing Kwan Ip
CE BVU045 - active, Surich Asset Management Limited
Hok Hung Timothy Tong
CE BSZ767 - active, Surich Asset Management Limited
Edward Wai Chuen Wong
CE AXC541 - active, Surich Asset Management Limited
David Lionel Hood
CE BBP054 - active, Susquehanna Hong Kong Limited
George Ting Ching Poon
CE BIS082 - active, Susquehanna Hong Kong Limited
Lun Kong
CE BTQ936 - active, Susquehanna Hong Kong Limited
Pauline Hor Yan Lau
CE APW586 - active, Susquehanna Hong Kong Limited
Haoyu Li
CE BSS351 - active, Susquehanna Hong Kong Limited
Xingjian Yin
CE BWX574 - active, Susquehanna Hong Kong Limited
Markus Buerki
CE BDE585 - active, Swissquote Asia Limited
Chun Lap Chang
CE ALU225 - active, Swissquote Asia Limited
Gilles Louis Roger Chantrier
CE BDE587 - active, Swissquote Asia Limited
Chak Tao Leung
CE BOH955 - active, Swissquote Asia Limited
Zhen Xia
CE BOC238 - active, Swissquote Asia Limited
Ritesh Ganeriwal
CE BRR729 - active, Syfe Hong Kong Limited
Archit Parakh
CE BBT705 - active, Syfe Hong Kong Limited
Sik Lam Chan
CE BQE830 - active, Syfe Hong Kong Limited
Jackie Louise Charlesworth
CE BNI997 - active, Sylebra Capital Limited
Daniel Patrick Gibson
CE AXN216 - active, Sylebra Capital Limited
Matthew Charles Whitehead
CE AOS661 - active, Sylebra Capital Limited
Jonghyun Back
CE BSL495 - active, Sylebra Capital Limited
Julien Ino
CE BVZ166 - active, Sylebra Capital Limited
Hiu Fung Rachelle Tam
CE BPW057 - active, Sylebra Capital Limited
David Tsan Yiu Tsui
CE BLG104 - active, Sylebra Capital Limited
Brian Cheung
CE BHL110 - active, Symmetry Investments (Hong Kong) Limited
Feng Guo
CE AXN927 - active, Symmetry Investments (Hong Kong) Limited
Michael Bailey Robinson
CE ASQ019 - active, Symmetry Investments (Hong Kong) Limited
Vikas Agarwal
CE BGT173 - active, Symmetry Investments (Hong Kong) Limited
James Christopher Kemp Byers
CE BKT316 - active, Symmetry Investments (Hong Kong) Limited
Sagnik Chakravarty
CE AYF104 - active, Symmetry Investments (Hong Kong) Limited
Siu Lun Chung
CE BNU893 - active, Symmetry Investments (Hong Kong) Limited
Badr Fadil
CE BTQ834 - active, Symmetry Investments (Hong Kong) Limited
Lei (SFC:BBB491) Fu
CE BBB491 - active, Symmetry Investments (Hong Kong) Limited
Yuka Hanafusa
CE AWZ796 - active, Symmetry Investments (Hong Kong) Limited
Ziyang Huang
CE BUF756 - active, Symmetry Investments (Hong Kong) Limited
Fan (SFC:BQT738) Jiang
CE BQT738 - active, Symmetry Investments (Hong Kong) Limited
Chi Ting Jim
CE AOY083 - active, Symmetry Investments (Hong Kong) Limited
Theodore Haw Huei Lam
CE BDL547 - active, Symmetry Investments (Hong Kong) Limited
Ho Long Leung
CE BTE769 - active, Symmetry Investments (Hong Kong) Limited
Hankun Luo
CE BMH148 - active, Symmetry Investments (Hong Kong) Limited
Qiankun Niu
CE BPM145 - active, Symmetry Investments (Hong Kong) Limited
Jai Pandurang Papalkar
CE BOU194 - active, Symmetry Investments (Hong Kong) Limited
Margherita Scarselli
CE BWH483 - active, Symmetry Investments (Hong Kong) Limited
Yuhui Wang
CE BQE249 - active, Symmetry Investments (Hong Kong) Limited
Dongyu Wei
CE BXP431 - active, Symmetry Investments (Hong Kong) Limited
Jinhui Xie
CE AQO522 - active, Symmetry Investments (Hong Kong) Limited
Kai (SFC:BOK933) Yan
CE BOK933 - active, Symmetry Investments (Hong Kong) Limited
Hongyi Yang
CE BRR202 - active, Symmetry Investments (Hong Kong) Limited
Kai Yang
CE AZL606 - active, Symmetry Investments (Hong Kong) Limited
Wing Yip Yim
CE BHU420 - active, Symmetry Investments (Hong Kong) Limited
Sihong Zhou
CE BQO018 - active, Symmetry Investments (Hong Kong) Limited
Eliza Sau Han Lau
CE ACO911 - active, Synergy Fund Management Group Limited
David Pao
CE BKF573 - active, Synergy Fund Management Group Limited
Rebecca Tsang
CE BAU587 - active, Synergy Fund Management Group Limited
Yeh Li Chai
CE AOP096 - active, Synergy Fund Management Group Limited
Junyi Liao
CE BSV173 - active, Synergy Fund Management Group Limited
Mei Chun Au
CE AOA078 - active, T G Securities Limited
Wing Keung Choy
CE AEY677 - active, T G Securities Limited
Elsie Oi Sze Chan
CE AJG217 - active, T. Rowe Price Hong Kong Limited
Chit Chow
CE ANG566 - active, T. Rowe Price Hong Kong Limited
Carolyn Hoi Che Chu
CE AED017 - active, T. Rowe Price Hong Kong Limited
Chee Leng Kwan
CE BDW128 - active, T. Rowe Price Hong Kong Limited
Tien Soon Lee
CE BJT065 - active, T. Rowe Price Hong Kong Limited
Christine Po Kwan To
CE ACR953 - active, T. Rowe Price Hong Kong Limited
Hoi Wang Tong
CE BAB483 - active, T. Rowe Price Hong Kong Limited
Ernest Chun Yeung
CE AMN749 - active, T. Rowe Price Hong Kong Limited
Xiao Bai
CE AUQ996 - active, T. Rowe Price Hong Kong Limited
Sheena Lizen Barbosa
CE AZV392 - active, T. Rowe Price Hong Kong Limited
Paul Michael Cable
CE AYI039 - active, T. Rowe Price Hong Kong Limited
Sheldon Shiu Tak Chan
CE AYM129 - active, T. Rowe Price Hong Kong Limited
Wai Han Chan
CE APJ778 - active, T. Rowe Price Hong Kong Limited
Wai Man (SFC:ALI467) Chan
CE ALI467 - active, T. Rowe Price Hong Kong Limited
Wynie Wai Chan
CE ARN188 - active, T. Rowe Price Hong Kong Limited
Caspar Chang
CE BTM788 - active, T. Rowe Price Hong Kong Limited
Yu (SFC:BVB904) Cheng
CE BVB904 - active, T. Rowe Price Hong Kong Limited
Catherine Ka Man Cheung
CE AMN773 - active, T. Rowe Price Hong Kong Limited
Ming Fai Cheung
CE BOG198 - active, T. Rowe Price Hong Kong Limited
Timothy Brian Tin Yui Cheung
CE BBE263 - active, T. Rowe Price Hong Kong Limited
Sae Joon Choi
CE AWF683 - active, T. Rowe Price Hong Kong Limited
Ting Yan Choy
CE BFR089 - active, T. Rowe Price Hong Kong Limited
Jason Cheuk Hei Chung
CE BJP794 - active, T. Rowe Price Hong Kong Limited
Vincent Huw Yeung Chung
CE BTX713 - active, T. Rowe Price Hong Kong Limited
Jinglin Deng
CE BRS391 - active, T. Rowe Price Hong Kong Limited
Shuya Dong
CE BGC831 - active, T. Rowe Price Hong Kong Limited
Dawei Feng
CE AQO276 - active, T. Rowe Price Hong Kong Limited
Sheng Feng
CE BXM442 - active, T. Rowe Price Hong Kong Limited
Chun Hang Gee
CE BRH877 - active, T. Rowe Price Hong Kong Limited
Peiling Gu
CE BVF608 - active, T. Rowe Price Hong Kong Limited
Shaoyu Guo
CE BQG663 - active, T. Rowe Price Hong Kong Limited
Zhixiao He
CE BVK204 - active, T. Rowe Price Hong Kong Limited
Ka Wing Ho
CE BFG840 - active, T. Rowe Price Hong Kong Limited
Suk Ha Ho
CE ALJ778 - active, T. Rowe Price Hong Kong Limited
Yan Ting (SFC:BWF178) Ho
CE BWF178 - active, T. Rowe Price Hong Kong Limited
Kathryn Jean Horne
CE BOI309 - active, T. Rowe Price Hong Kong Limited
Yutong Hou
CE BDO983 - active, T. Rowe Price Hong Kong Limited
Lee Chia Huang
CE BSS960 - active, T. Rowe Price Hong Kong Limited
Zhongran Huang
CE BIH250 - active, T. Rowe Price Hong Kong Limited
Tetsuji Inoue
CE BNU214 - active, T. Rowe Price Hong Kong Limited
Vincent Shing-Ki Ip
CE BLK217 - active, T. Rowe Price Hong Kong Limited
Jeffrey Jinwoong Jeon
CE BEM314 - active, T. Rowe Price Hong Kong Limited
Jai Ashvin Kapadia
CE AXZ755 - active, T. Rowe Price Hong Kong Limited
Christopher James Kushlis
CE BHC425 - active, T. Rowe Price Hong Kong Limited
Joran Dean Joseph Laird
CE BGH579 - active, T. Rowe Price Hong Kong Limited
Kevin Ka Ki Lau
CE BSU532 - active, T. Rowe Price Hong Kong Limited
Kwok Kin Dominic Lee
CE BDE577 - active, T. Rowe Price Hong Kong Limited