Xu Shen
沈旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Shen (沈旭), CE reference BSG573. Currently licensed at 1 firm(s): Soochow Securities International Brokerage Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-19 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-06 | 2024-01-12 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-06 | 2024-01-12 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-04-06 | 2024-01-12 |