Ninghui Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ninghui Liu, CE reference BRP507. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-25 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-09-25 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2025-09-25 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 9 — Asset management | 2022-07-27 | 2024-11-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-01 | 2024-11-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-09-01 | 2024-11-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-01 | 2024-11-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-09-01 | 2024-11-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2021-09-01 | 2022-07-27 |