Ninghui Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ninghui Liu, a licensed Responsible Officer with CE reference BRP507. Currently licensed at 2 firm(s): State Street Global Advisors Asia Limited, State Street Global Advisors Singapore Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 4.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2026-06-02 | present |
| State Street Global Advisors Singapore Limited | RO | Type 4 - Advising on securities | 2026-06-02 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2026-06-02 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 - Asset management | 2026-06-02 | present |
| State Street Global Advisors Singapore Limited | RO | Type 9 - Asset management | 2026-06-02 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-25 | 2026-06-02 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2025-09-25 | 2026-06-02 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2025-09-25 | 2026-06-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 9 - Asset management | 2022-07-27 | 2024-11-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-01 | 2024-11-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-09-01 | 2024-11-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-01 | 2024-11-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-09-01 | 2024-11-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2021-09-01 | 2022-07-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ninghui Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.