Zhi Aik Yeo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Aik Yeo, CE reference AVN113. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-22 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2016-12-22 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-30 | 2016-10-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-09 | 2011-06-09 |