Yan Nga Tsui
徐欣雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Nga Tsui (徐欣雅), CE reference BQP746. Currently licensed at 1 firm(s): Sorrento Securities Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-30 | present |
| Ruibang Securities Limited 瑞邦證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-09 | 2021-03-26 |
| Ruibang Securities Limited 瑞邦證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-09 | 2021-03-26 |