Tao Liao
廖韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Liao (廖韜), CE reference BTH885. Currently licensed at 1 firm(s): Southlake Fund Management (Hong Kong) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-11-06 | present |
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2023-03-01 | present |