Hong Kong SFC Licensed Individuals Directory

Ching (SFC:AXV091) Ngai CE AXV091 - active, Quam Securities Limited Xing Pan CE ASI306 - active, Quam Securities Limited Tsz Wang Poon CE BIB419 - active, Quam Securities Limited Yin Ming Poon CE BFM764 - active, Quam Securities Limited Siting Ren CE BRZ349 - active, Quam Securities Limited Vivian Wing Yan Sham CE AYB233 - active, Quam Securities Limited Weixin Shen CE AYX426 - active, Quam Securities Limited Bun Chuen Banny Shum CE AVJ022 - active, Quam Securities Limited Fuk Min Shum CE BID161 - active, Quam Securities Limited Michelle Shum CE AXL714 - active, Quam Securities Limited Alan Ngar Lun Tai CE ACB354 - active, Quam Securities Limited Wai Ming Tam CE ACV324 - active, Quam Securities Limited Kwok Chuen Tang CE ACA602 - active, Quam Securities Limited Wai Ho Tang CE BOA484 - active, Quam Securities Limited Wong Shing Tang CE AJE090 - active, Quam Securities Limited Shu Fai Ting CE AAH923 - active, Quam Securities Limited Kit Lam To CE BOL231 - active, Quam Securities Limited Ka Man Tong CE AYJ116 - active, Quam Securities Limited Cheuk Man Tsang CE BJU606 - active, Quam Securities Limited Heung Wing Wong CE ARH867 - active, Quam Securities Limited Ho Fei Wong CE AEZ397 - active, Quam Securities Limited Kan Fai Wong CE ADI688 - active, Quam Securities Limited Vincent Tat Kwan Wong CE AEX433 - active, Quam Securities Limited Yung Wong CE AHX592 - active, Quam Securities Limited Ho Yin Wu CE AOQ868 - active, Quam Securities Limited Xingzhu Yao CE BVF424 - active, Quam Securities Limited Terry Ka Wai Yau CE AJA295 - active, Quam Securities Limited Fei Yue Ye CE API132 - active, Quam Securities Limited Suet Mui Yeung CE AFC193 - active, Quam Securities Limited Ying Ki Yeung CE AAH522 - active, Quam Securities Limited Kwok Wing Yip CE BHA260 - active, Quam Securities Limited Ka Leung (SFC:BHW631) Yu CE BHW631 - active, Quam Securities Limited Che Hay Yuen CE AWA517 - active, Quam Securities Limited Xueman Zhang CE ATY807 - active, Quam Securities Limited Jun Zheng CE AXA158 - active, Quam Securities Limited Qi Zhong CE ATY808 - active, Quam Securities Limited Ling (SFC:BCY724) Zhu CE BCY724 - ceased Timothy Chan CE BIM023 - active, Quantsmile (HK) Limited Kam Tong Yan CE ALT703 - active, T G Securities Limited Cheuk Yin Joshua Ng CE BRW991 - active, T G Securities Limited Chen Tung Fung CE ANR750 - active, Quantum Capital Management Limited Yan Lam Lee CE BHP426 - active, Quantum Capital Management Limited Ailin Mao CE BVH907 - active, Quantum Capital Management Limited Victor Wing Chak Lam CE ABE785 - active, Quasar Asset Management Limited Shing Po Wong CE BMW552 - active, Quasar Asset Management Limited Ka Kit (SFC:AOI950) Cheung CE AOI950 - active, Qube Research & Technologies Hong Kong Limited Jerome Christian Guerville CE AVM345 - active, Qube Research & Technologies Hong Kong Limited Erik Taro Hornmark CE AUZ795 - active, Qube Research & Technologies Hong Kong Limited Francois Thierry Jeulin CE ATJ464 - active, Qube Research & Technologies Hong Kong Limited Murray Joseph Steel CE AUA735 - active, Qube Research & Technologies Hong Kong Limited Hugo Benjamin Alexandre Abrial CE BXJ531 - active, Qube Research & Technologies Hong Kong Limited Quentin Jean Arnaud CE AST879 - active, Qube Research & Technologies Hong Kong Limited Tiburce Gueric Nicolas Baubeau Salaun CE BSU711 - active, Qube Research & Technologies Hong Kong Limited Abdelouahed Benjelloun CE BPP034 - active, Qube Research & Technologies Hong Kong Limited Pol Besse CE AWX855 - active, Qube Research & Technologies Hong Kong Limited Rohan Bhanot CE BQQ390 - active, Qube Research & Technologies Hong Kong Limited Axel Blondin CE BQM513 - active, Qube Research & Technologies Hong Kong Limited Mathieu Vincent Boschat CE BTC039 - active, Qube Research & Technologies Hong Kong Limited Damien Pierre Olivier Bourhis CE BAI360 - active, Qube Research & Technologies Hong Kong Limited Abdelkader Bouttou CE BRR736 - active, Qube Research & Technologies Hong Kong Limited Remi Leo Charles Carnec CE BVL080 - active, Qube Research & Technologies Hong Kong Limited Emmanuel Simon Cedrini CE BRX883 - active, Qube Research & Technologies Hong Kong Limited Kai Tai Chan CE BVB127 - active, Qube Research & Technologies Hong Kong Limited Yuen Tat Chan CE BHU993 - active, Qube Research & Technologies Hong Kong Limited Guillaume Etienne Chauville CE BTQ188 - active, Qube Research & Technologies Hong Kong Limited Zhi Chen CE BRW476 - active, Qube Research & Technologies Hong Kong Limited Antoine Philippe Jean Marie Chenevier CE BMZ545 - active, Qube Research & Technologies Hong Kong Limited Donovan Ho Teng Chua CE BUQ192 - active, Qube Research & Technologies Hong Kong Limited Sylvain Xavier Colon CE AVW304 - active, Qube Research & Technologies Hong Kong Limited Anass El Idrissi CE BWA566 - active, Qube Research & Technologies Hong Kong Limited Yuan (SFC:BPH525) Gao CE BPH525 - active, Qube Research & Technologies Hong Kong Limited Adrien Jean Graton CE BAK767 - active, Qube Research & Technologies Hong Kong Limited Yechen Gu CE BGB507 - active, Qube Research & Technologies Hong Kong Limited Yuzhou Guo CE BUV710 - active, Qube Research & Technologies Hong Kong Limited Yi (SFC:BDO027) Han CE BDO027 - ceased Patrick Liam Hayes CE BGZ111 - active, Qube Research & Technologies Hong Kong Limited Ye (SFC:BEA468) Huang CE BEA468 - active, Qube Research & Technologies Hong Kong Limited Maxime Vladimir Sidney Isnard CE BKW311 - active, Qube Research & Technologies Hong Kong Limited Ningxin Jia CE BVZ547 - active, Qube Research & Technologies Hong Kong Limited Yupeng Jiang CE BSL991 - active, Qube Research & Technologies Hong Kong Limited Yu Lan CE BPY270 - active, Qube Research & Technologies Hong Kong Limited Andy Shing Wing Leung CE AML171 - active, Qube Research & Technologies Hong Kong Limited Jichen Li CE BLU396 - active, Qube Research & Technologies Hong Kong Limited Liangde Li CE BPW620 - active, Qube Research & Technologies Hong Kong Limited Wei (SFC:BIC106) Li CE BIC106 - active, Qube Research & Technologies Hong Kong Limited Mengwei Lin CE BOW801 - active, Qube Research & Technologies Hong Kong Limited Thomas Charlie Malabard CE BTJ675 - active, Qube Research & Technologies Hong Kong Limited James Raymond Medlycott CE BXS848 - active, Qube Research & Technologies Hong Kong Limited David Paszkal Nagy CE BTV610 - active, Qube Research & Technologies Hong Kong Limited Rajesh Ghansham Nihalani CE AFU573 - active, Qube Research & Technologies Hong Kong Limited Yuan Qin CE BTM767 - active, Qube Research & Technologies Hong Kong Limited Jean-Joseph Bernard Gaston Quesnot CE BKE518 - active, Qube Research & Technologies Hong Kong Limited Laurent antoine bahige Serena CE BWS589 - active, Qube Research & Technologies Hong Kong Limited Xuedong Shang CE BTB571 - active, Qube Research & Technologies Hong Kong Limited Xiaoyuan Ta CE BAA799 - active, Qube Research & Technologies Hong Kong Limited Kenichi Takenaka CE BWG050 - active, Qube Research & Technologies Hong Kong Limited Yibing Tan CE BPG156 - active, Qube Research & Technologies Hong Kong Limited Theo Pierre-Yves Valery Tirel CE BTR671 - active, Qube Research & Technologies Hong Kong Limited Pierre Michel Cesar Vuillemin CE BLF081 - active, Qube Research & Technologies Hong Kong Limited Shun Wang CE BRU870 - active, Qube Research & Technologies Hong Kong Limited Jason Ka Chun Wong CE BEG041 - active, Qube Research & Technologies Hong Kong Limited Zhi-Yuan Wong CE BXS147 - active, Qube Research & Technologies Hong Kong Limited Feng Yang CE BEZ148 - active, Qube Research & Technologies Hong Kong Limited Sheng (SFC:BUY538) Yao CE BUY538 - active, Qube Research & Technologies Hong Kong Limited Cheng (SFC:BUT373) Zeng CE BUT373 - active, Qube Research & Technologies Hong Kong Limited Yu (SFC:BPB756) Zhang CE BPB756 - active, Qube Research & Technologies Hong Kong Limited Zhiyan Zheng CE BJR447 - active, Qube Research & Technologies Hong Kong Limited Kin Chun Lam CE BEJ631 - active, Quester Capital Advisors Limited Wing Yan Lo CE BSW937 - active, Quintar Capital Limited Kam Sun Yung CE AFU326 - active, Quintar Capital Limited Shing Yip Colin Chau CE BHP289 - active, Quintar Capital Limited Anqi Xu CE BVS775 - active, Quintar Capital Limited Chung Yuen Chan CE AIF914 - active, RAYS Capital Partners Limited David Ching Chi Ruan CE ADP750 - active, RAYS Capital Partners Limited Amy Yok Tak Yip CE AAI817 - active, RAYS Capital Partners Limited Nicholas Chung CE BBU702 - active, RAYS Capital Partners Limited John Tai Yin Hui CE BCS477 - ceased Fuk Yee Hung CE AMV071 - active, RAYS Capital Partners Limited Ka Yee Lau CE APD695 - active, RAYS Capital Partners Limited Nicholas (SFC:BRY057) Loh CE BRY057 - active, RAYS Capital Partners Limited Tang Tat Wang CE BBU460 - active, RAYS Capital Partners Limited Yu Ming Yeung CE BCQ236 - active, RAYS Capital Partners Limited Clement Yue Sun Cheng CE AQE950 - active, RBC Global Asset Management (Asia) Limited Mayur Raoul Nallamala CE AGL487 - ceased Yangho Soh CE ATL169 - active, RBC Global Asset Management (Asia) Limited Xiaolin (SFC:BNW056) Sun CE BNW056 - active, RBC Global Asset Management (Asia) Limited Derek Tsz To Au CE BFE457 - active, RBC Global Asset Management (Asia) Limited Seung Hoon Cha CE BNE720 - active, RBC Global Asset Management (Asia) Limited Siguo Chen CE BAE279 - active, RBC Global Asset Management (Asia) Limited Mark Charles David Dowding CE ALI778 - active, RBC Global Asset Management (Asia) Limited Maya Funaki CE BEW206 - active, RBC Global Asset Management (Asia) Limited Cornelius Gilbert CE BVH158 - active, RBC Global Asset Management (Asia) Limited Robert Alasdair Edward Johnson CE BWB147 - active, RBC Global Asset Management (Asia) Limited Christopher Siu Lun Lai CE AZU815 - active, RBC Global Asset Management (Asia) Limited Mung Sze Lai CE BQH116 - active, RBC Global Asset Management (Asia) Limited Sze Wai (SFC:BPD545) Lam CE BPD545 - active, RBC Global Asset Management (Asia) Limited Ye (SFC:BPJ875) Lu CE BPJ875 - active, RBC Global Asset Management (Asia) Limited Wenxu Ou CE BNO293 - active, RBC Global Asset Management (Asia) Limited Ka Yee Joanna Poon CE AGL868 - active, RBC Global Asset Management (Asia) Limited King Wa Shing CE BOU782 - active, RBC Global Asset Management (Asia) Limited Yuen Man So CE BIJ967 - active, RBC Global Asset Management (Asia) Limited Qian (SFC:BLB398) Yu CE BLB398 - active, RBC Global Asset Management (Asia) Limited Pascal Michael Quint CE BNP735 - active, RBC Investment Services (Asia) Limited Benjamin Adam Willis CE BEV552 - active, RBC Investment Services (Asia) Limited Muhammad Suffian Bin Mahat CE BPC656 - active, RBC Investment Services (Asia) Limited Irene Yin Wah Cheng CE AAJ978 - active, RBC Investment Services (Asia) Limited Wai Shing Lam CE AYJ113 - active, RBC Investment Services (Asia) Limited Lok Lun Lawrence Siu CE BGG837 - active, RBC Investment Services (Asia) Limited Kit Wa Tse CE BRJ043 - active, RBC Investment Services (Asia) Limited Suet Man Wong CE ACU385 - ceased Yik Shing Wong CE AWO225 - active, RBC Investment Services (Asia) Limited Danwei Ma CE BLD382 - active, RIME Capital Limited Shaohua Wang CE BJE214 - active, RIME Capital Limited Yen Sheng Wu CE BMG512 - active, RIME Capital Limited Gang Zhou CE AWP701 - active, RIME Capital Limited Ying Zhuo CE BUX057 - active, RIME Capital Limited Jingyi (SFC:BQO521) Chang CE BQO521 - active, RIME Capital Limited Yusheng Cui CE BRY379 - active, RIME Capital Limited Xiaoyu Gao CE BOS950 - active, RIME Capital Limited Xin (SFC:BUK453) He CE BUK453 - active, RIME Capital Limited Hesen Liu CE BVY720 - ceased Xiaofu Ma CE BSF466 - active, RIME Capital Limited Xingpei Song CE BJZ477 - active, RIME Capital Limited Yang Huan Sun CE BWI638 - active, RIME Capital Limited Li (SFC:BUS720) Wang CE BUS720 - active, RIME Capital Limited Jianqun Weng CE BQQ101 - active, RIME Capital Limited Jiejin Zhou CE BSE345 - active, RIME Capital Limited Danni Guo CE BVT509 - active, RL Asset Management (HK) Limited Xinyi (SFC:BKK367) Zhang CE BKK367 - ceased Chenjing Tang CE BTP055 - active, ROC Capital Management Limited Dapeng Xu CE AUZ670 - active, ROC Capital Management Limited Walter Chang CE ABT445 - active, ROCIM Limited Leon Hak Kan Chik CE ADT573 - active, ROCIM Limited Geng Yang CE AWW234 - active, ROYAL MORGAN FUND MANAGEMENT CO. LIMITED Huiyun Yin CE BGB003 - active, ROYAL MORGAN FUND MANAGEMENT CO. LIMITED Siu Hing Heung CE BHO363 - active, China Merchants Securities (HK) Co., Limited Kin Hung Tsang CE AFT414 - active, RaffAello Capital Limited Chi Yung Au CE BRK495 - active, RaffAello Capital Limited Chun Wing Chan CE AYS019 - active, RaffAello Capital Limited Ha Young Lee CE ADI252 - active, RaffAello Securities (HK) Limited Lok Wa Wong CE AVY716 - active, RaffAello Securities (HK) Limited Mei Wan Cheung CE BDO465 - active, RaffAello Securities (HK) Limited Yuk Chun Yung CE ABY743 - active, RaffAello Securities (HK) Limited Chi Man Kwan CE BHY242 - active, Raffles Assets Management (HK) Co. Limited Derek Ngiap Chien Loh CE ANS310 - active, Raffles Assets Management (HK) Co. Limited Connie Stella Chan CE AQB108 - active, Raffles Assets Management (HK) Co. Limited Man Ching Chan CE BML935 - active, Raffles Assets Management (HK) Co. Limited Yui Richard Chan CE BWC989 - active, Raffles Assets Management (HK) Co. Limited Chao (SFC:BWW388) Chen CE BWW388 - active, Raffles Assets Management (HK) Co. Limited James Tze Chia Chen CE BTG802 - active, Raffles Assets Management (HK) Co. Limited Wei Ting Cheng CE BII168 - active, Raffles Assets Management (HK) Co. Limited Chi Kwan Cheung CE AKT530 - active, Raffles Assets Management (HK) Co. Limited Tsz Ching (SFC:BXI597) Cheung CE BXI597 - active, Raffles Assets Management (HK) Co. Limited Wan Wah Cheung CE AMP250 - active, Raffles Assets Management (HK) Co. Limited Tsz Ying Fan CE AQW345 - active, Raffles Assets Management (HK) Co. Limited Julien David Edgar Grunebaum CE BMK915 - active, Raffles Assets Management (HK) Co. Limited Yuen Man Ho CE BTB764 - active, Raffles Assets Management (HK) Co. Limited Yu-Chi Hsu CE BSE698 - active, Raffles Assets Management (HK) Co. Limited Yanqing Huang CE ANG755 - active, Raffles Assets Management (HK) Co. Limited Pui Yu Pauly Kwok CE BQX037 - active, Raffles Assets Management (HK) Co. Limited King Man Lai CE BLR824 - active, Raffles Assets Management (HK) Co. Limited Johnny Kar Yau Lau CE AGW408 - active, Raffles Assets Management (HK) Co. Limited Wing Yin Law CE AYI484 - active, Raffles Assets Management (HK) Co. Limited Yu Yuk Joyce Lee CE BWV262 - active, Raffles Assets Management (HK) Co. Limited Ho Chi Edmund Leung CE BRR541 - active, Raffles Assets Management (HK) Co. Limited Kathy Hoi Hay Leung CE AEP193 - active, Raffles Assets Management (HK) Co. Limited Fredric Kwok Tung Leung CE ABM533 - active, Raffles Assets Management (HK) Co. Limited Ngai Shing Li CE BJH999 - active, Raffles Assets Management (HK) Co. Limited Jia Jhen Liang CE BTB080 - active, Raffles Assets Management (HK) Co. Limited Xueyan Liao CE BRS104 - active, Raffles Assets Management (HK) Co. Limited On Lai Louie CE BLH622 - active, Raffles Assets Management (HK) Co. Limited Michelle Kit Chun Lui CE AUS687 - active, Raffles Assets Management (HK) Co. Limited David Wai Hung Luk CE ADW259 - ceased Yuet Lai Yvonne Mak CE BAB335 - active, Raffles Assets Management (HK) Co. Limited Sylvia Sze Ha Ngai CE AWV206 - active, Raffles Assets Management (HK) Co. Limited Wing Fai Pang CE BNT862 - active, Raffles Assets Management (HK) Co. Limited Aditya Ashok Samant CE ACA985 - ceased Hin Chi Tang CE BJH964 - active, Raffles Assets Management (HK) Co. Limited Tsz Ting Tang CE AWV025 - active, Raffles Assets Management (HK) Co. Limited Kin Ki To CE BVI516 - active, Raffles Assets Management (HK) Co. Limited Hung Wai Tsao CE BSW965 - active, Raffles Assets Management (HK) Co. Limited Barry Tse CE BVM702 - active, Raffles Assets Management (HK) Co. Limited Pui Shan (SFC:BFP139) Wong CE BFP139 - active, Raffles Assets Management (HK) Co. Limited Lai Man Mandy Woo CE BTZ237 - active, Raffles Assets Management (HK) Co. Limited Xiaofan Xu CE BUK459 - active, Raffles Assets Management (HK) Co. Limited Lok Hang (SFC:BTK023) Yan CE BTK023 - active, Raffles Assets Management (HK) Co. Limited King Ngok Yeu CE ASO560 - active, Raffles Assets Management (HK) Co. Limited Sai Hang Yeung CE BUT494 - active, Raffles Assets Management (HK) Co. Limited Wai Man Yeung CE BVF586 - active, Raffles Assets Management (HK) Co. Limited Jing (SFC:BRP995) Zhang CE BRP995 - active, Raffles Assets Management (HK) Co. Limited Ruolan Zhang CE BER414 - active, Raffles Assets Management (HK) Co. Limited Ramir Roque Clavano Cimafranca CE AVS727 - active, Rakuten Securities Hong Kong Limited Yoshiyuki Kuboi CE BQF300 - active, Rakuten Securities Hong Kong Limited Fong I Lao CE ANR921 - active, Rakuten Securities Hong Kong Limited Chenying Lin CE BRR446 - active, Rakuten Securities Hong Kong Limited Sunny Fan Yuen Chau CE BMG043 - active, Rakuten Securities Hong Kong Limited Man Chung (SFC:BPK018) Cheung CE BPK018 - active, Rakuten Securities Hong Kong Limited Kai Man Cho CE BBQ522 - ceased Qiyan Lyu CE BTM286 - active, Rakuten Securities Hong Kong Limited Fan (SFC:BNC876) Chen CE BNC876 - active, Rayliant Asset Management Limited Jason Chung-Shiang Hsu CE BJL050 - active, Rayliant Asset Management Limited Jen-Feng Cheng CE BVZ312 - active, Rayliant Asset Management Limited Jiecheng Dong CE BVX031 - active, Rayliant Asset Management Limited Feng (SFC:BVG199) Liu CE BVG199 - active, Rayliant Asset Management Limited Kee Lun Goh CE BOR206 - active, Realchamp Asset Management Limited Yuk Ping Lit CE APB748 - active, Realink Financial Trade Limited Wai Man Ma CE AAW253 - active, Realink Financial Trade Limited Chun Ming (SFC:AFD377) Wong CE AFD377 - active, Realink Financial Trade Limited Bonnie Yuk Hing Cheng CE APH771 - active, Realink Financial Trade Limited Sui Fong Mak CE BEW212 - active, Realink Financial Trade Limited