Ming Xian Lu
陸名賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Xian Lu (陸名賢), CE reference BHJ470. Currently licensed at 1 firm(s): Somerley Capital Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-23 | present |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-23 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2017-06-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-26 | 2017-06-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-26 | 2017-06-10 |