Terence Chung Sing Mak
麥頌聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Chung Sing Mak (麥頌聲), CE reference AVK467. Currently licensed at 1 firm(s): Sprout Asset Management (Asia) Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | Type 6 — Advising on corporate finance | 2024-03-21 | present |
| China Ease Securities Limited 中國明如證劵有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-27 | 2023-07-05 |
| China Ease Securities Limited 中國明如證劵有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-05-27 | 2023-07-05 |
| China Ease Securities Limited 中國明如證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-13 | 2022-05-27 |
| China Ease Securities Limited 中國明如證劵有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-05-13 | 2022-05-27 |
| Aeternus Asset Holdings Limited 永恆資產控股有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-26 | 2022-04-13 |
| Aeternus Asset Holdings Limited 永恆資產控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-07-26 | 2022-04-13 |
| Bristol Capital Limited 嶺峰資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-12-23 | 2020-10-31 |
| Apastron Capital Limited |
RO | Type 1 — Dealing in securities | 2018-05-28 | 2019-01-31 |
| Apastron Capital Limited |
RO | Type 6 — Advising on corporate finance | 2018-05-28 | 2019-01-31 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-13 | 2017-12-27 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-13 | 2017-12-27 |
| Euto Capital Partners Limited 裕韜資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-11 | 2016-06-03 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-21 | 2015-03-31 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-21 | 2015-03-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-25 | 2013-04-11 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-03 | 2011-02-22 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-08-03 | 2011-02-22 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-25 | 2011-02-22 |