Dominic Lap Yan Chan
陳立仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Lap Yan Chan (陳立仁), CE reference AED860. Currently licensed at 2 firm(s): South China Securities Limited, South China Commodities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-16 | present |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-16 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-02-02 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2015-02-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-22 |