Ka Ho Ho
何嘉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Ho (何嘉豪), CE reference BDW690. Currently licensed at 1 firm(s): Stellar Securities Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stellar Securities Limited 恆星證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-30 | present |
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-01 | 2020-10-30 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-29 | 2020-06-07 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-29 | 2020-06-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2020-06-07 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2019-01-29 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-26 | 2020-06-07 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-26 | 2020-06-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2016-04-26 | 2020-06-07 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-10 | 2015-12-22 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-30 | 2015-12-22 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-07-30 | 2015-12-22 |